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First Trust Ultra Short Duration Municipal ETF
FUMB

84 hedge funds and large institutions have $211M invested in First Trust Ultra Short Duration Municipal ETF in 2022 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 32 increasing their positions, 25 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

90% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 10

28% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 25

16% more capital invested

Capital invested by funds: $182M → $211M (+$29.2M)

9% more funds holding

Funds holding: 77 → 84 (+7)

3.04% more ownership

Funds ownership: 58.74% → 61.78% (+3%)

Holders
84
Holders Change
+7
Holders Change %
+9.09%
% of All Funds
1.35%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
19
Increased
32
Reduced
25
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$10.3M
2
SWP
Stratos Wealth Partners
Ohio
+$6.44M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$4.8M
4
NA
NewEdge Advisors
Louisiana
+$3.86M
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$2.91M

Top Sellers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
-$5.08M
2
SAM
Strategy Asset Managers
California
-$3.73M
3
PAG
Private Advisor Group
New Jersey
-$3.56M
4
Jane Street
Jane Street
New York
-$1.75M
5
APWM
Atlas Private Wealth Management
New York
-$890K
Name Holding Trade Value Shares
Change 		Change in
Stake
JIR
26
James Investment Research
Ohio
$1.48M +$654K +32,838 +80%
MWM
27
Mattern Wealth Management
Kansas
$1.44M – – –
MP
28
McDonald Partners
Ohio
$1.3M +$767K +38,550 +145%
FA
29
Fiduciary Alliance
South Carolina
$1.22M +$1.22M +61,059 New
CAN
30
Cetera Advisor Networks
California
$1.18M +$827K +41,575 +235%
BFG
31
Bleakley Financial Group
New Jersey
$1.18M +$1.18M +59,161 New
KAS
32
Kestra Advisory Services
Texas
$1.08M -$491K -24,659 -31%
IIL
33
Insight Inv LLC
California
$905K – – –
EH
34
Equitable Holdings
New York
$739K -$45.4K -2,280 -6%
Stifel Financial
35
Stifel Financial
Missouri
$704K +$702K +35,287 New
Truist Financial
36
Truist Financial
North Carolina
$679K -$287K -14,406 -30%
TC
37
Titleist Capital
Texas
$668K +$123K +6,187 +23%
RJT
38
Raymond James Trust
Florida
$649K – – –
AAS
39
Ameritas Advisory Services
Nebraska
$610K +$608K +30,575 New
FAIM
40
Financial Advocates Investment Management
Washington
$602K -$19.6K -984 -3%
Jane Street
41
Jane Street
New York
$585K -$1.75M -88,130 -75%
TCOO
42
Trust Company of Oklahoma
Oklahoma
$570K +$569K +28,589 New
SPC
43
Sigma Planning Corp
Michigan
$546K +$82.2K +4,132 +18%
AFP
44
Ausdal Financial Partners
Iowa
$528K -$679K -34,100 -56%
HSG
45
Helen Stephens Group
Texas
$503K +$502K +25,221 New
CCM
46
Chilton Capital Management
Texas
$499K – – –
DAS
47
Dynamic Advisor Solutions
Arizona
$489K +$125K +6,262 +34%
SCA
48
Snowden Capital Advisors
New York
$468K -$471K -23,662 -50%
SPIA
49
Steward Partners Investment Advisory
New York
$463K +$114K +5,731 +33%
VCM
50
Virtue Capital Management
Tennessee
$454K +$100K +5,038 +28%
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FUMB Hedge Fund Activity: Q4 2022 in Review

84 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Ultra Short Duration Municipal ETF (FUMB) for Q4 2022, worth a combined $211M — up 16% from $182M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FUMB positions and 10 closed out — a net gain of 9 holders — while 32 added to existing stakes and 25 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $10.3M. The largest seller was LPL Financial, cutting an estimated $5.08M.

  • 84 institutional investors held First Trust Ultra Short Duration Municipal ETF (FUMB) as of Q4 2022, up from 77 in Q3 2022.
  • Funds reported $211M of First Trust Ultra Short Duration Municipal ETF stock for Q4 2022, up 16% quarter-over-quarter.
  • 19 funds opened new First Trust Ultra Short Duration Municipal ETF positions in Q4 2022 and 10 closed out, a net change of +9 holders.
  • The largest First Trust Ultra Short Duration Municipal ETF buyer in Q4 2022 was Morgan Stanley, an estimated $10.3M added.
  • The largest First Trust Ultra Short Duration Municipal ETF seller in Q4 2022 was LPL Financial, an estimated $5.08M sold.

Based on aggregated 13F filings for Q4 2022.