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First Trust Ultra Short Duration Municipal ETF
FUMB

66 hedge funds and large institutions have $143M invested in First Trust Ultra Short Duration Municipal ETF in 2022 Q2 according to their latest regulatory filings, with 20 funds opening new positions, 19 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 6

27% more funds holding

Funds holding: 52 → 66 (+14)

19% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 16

8% more capital invested

Capital invested by funds: $132M → $143M (+$11.1M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

11.08% less ownership

Funds ownership: 66.45% → 55.37% (-11%)

Holders
66
Holders Change
+14
Holders Change %
+26.92%
% of All Funds
1.11%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
20
Increased
19
Reduced
16
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$9.11M
2
IWA
Inspirion Wealth Advisors
Illinois
+$5.16M
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$5.05M
4
PAG
Private Advisor Group
New Jersey
+$3.21M
5
EIA
Eldridge Investment Advisors
New Hampshire
+$2.08M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$11.6M
2
SAM
Strategy Asset Managers
California
-$3.76M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2.33M
4
Jane Street
Jane Street
New York
-$2.2M
5
RJA
Raymond James & Associates
Florida
-$2.11M
Name Holding Trade Value Shares
Change 		Change in
Stake
RJT
26
Raymond James Trust
Florida
$650K +$449K +22,522 +225%
NA
27
NewEdge Advisors
Louisiana
$589K +$66K +3,306 +13%
SWP
28
Stratos Wealth Partners
Ohio
$516K -$249K -12,500 -33%
Truist Financial
29
Truist Financial
North Carolina
$504K +$499K +25,000 New
FAIM
30
Financial Advocates Investment Management
Washington
$478K +$25.8K +1,292 +6%
JSW
31
Journey Strategic Wealth
New Jersey
$465K +$465K +23,307 New
WCFA
32
Walkner Condon Financial Advisors
Wisconsin
$444K -$171K -8,585 -28%
WWMSC
33
Wagner Wealth Management (South Carolina)
South Carolina
$435K -$433K -21,722 -50%
B
34
Bensler
Washington
$381K -$32.4K -1,626 -8%
DADC
35
D.A. Davidson & Co
Montana
$365K +$365K +18,300 New
FHA
36
First Horizon Advisors
Tennessee
$360K +$359K +18,015 New
CAN
37
Cetera Advisor Networks
California
$353K +$352K +17,664 New
VCM
38
Virtue Capital Management
Tennessee
$353K +$353K +17,704 New
SPIA
39
Steward Partners Investment Advisory
New York
$349K +$349K +17,500 New
MSFS
40
Main Street Financial Solutions
Pennsylvania
$345K -$382K -19,174 -53%
WIP
41
WealthCare Investment Partners
Rhode Island
$331K +$330K +16,563 New
KWM
42
Kingsview Wealth Management
Oregon
$329K -$185K -9,280 -36%
JCM
43
Jacobi Capital Management
Pennsylvania
$324K +$399 +20 +0.1%
KCFA
44
Key Client Fiduciary Advisors
New Jersey
$287K +$286K +14,360 New
MFS
45
McNamara Financial Services
Massachusetts
$276K – – –
KIG
46
Kowal Investment Group
Wisconsin
$276K +$276K +13,823 New
DAS
47
Dynamic Advisor Solutions
Arizona
$243K -$6.08K -305 -2%
BCI
48
Brinker Capital Investments
Pennsylvania
$224K – – –
WCM
49
WealthBridge Capital Management
Ohio
$217K +$217K +10,855 New
SFS
50
Security Financial Services
Indiana
$214K +$214K +10,722 New
1
2
3

FUMB Hedge Fund Activity: Q2 2022 in Review

66 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in First Trust Ultra Short Duration Municipal ETF (FUMB) for Q2 2022, worth a combined $143M — up 8.4% from $132M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FUMB positions and 6 closed out — a net gain of 14 holders — while 19 added to existing stakes and 16 trimmed.

The largest buyer was LPL Financial, adding an estimated $9.11M. The largest seller was Morgan Stanley, cutting an estimated $11.6M.

  • 66 institutional investors held First Trust Ultra Short Duration Municipal ETF (FUMB) as of Q2 2022, up from 52 in Q1 2022.
  • Funds reported $143M of First Trust Ultra Short Duration Municipal ETF stock for Q2 2022, up 8.4% quarter-over-quarter.
  • 20 funds opened new First Trust Ultra Short Duration Municipal ETF positions in Q2 2022 and 6 closed out, a net change of +14 holders.
  • The largest First Trust Ultra Short Duration Municipal ETF buyer in Q2 2022 was LPL Financial, an estimated $9.11M added.
  • The largest First Trust Ultra Short Duration Municipal ETF seller in Q2 2022 was Morgan Stanley, an estimated $11.6M sold.

Based on aggregated 13F filings for Q2 2022.