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First Trust Enhanced Short Maturity ETF

388 hedge funds and large institutions have $6.1B invested in First Trust Enhanced Short Maturity ETF in 2023 Q2 according to their latest regulatory filings, with 36 funds opening new positions, 140 increasing their positions, 182 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.38% less ownership

Funds ownership: 78.64%78.25% (-0.38%)

4% less capital invested

Capital invested by funds: $6.33B → $6.1B (-$235M)

3% less funds holding

Funds holding: 400388 (-12)

9% less funds holding in top 10

Funds holding in top 10: 4743 (-4)

18% less first-time investments, than exits

New positions opened: 36 | Existing positions closed: 44

23% less repeat investments, than reductions

Existing positions increased: 140 | Existing positions reduced: 182

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $12.8M

Holders
388
Holders Change
-12
Holders Change %
-3%
% of All Funds
6.09%
Holding in Top 10
43
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-8.51%
% of All Funds
0.68%
New
36
Increased
140
Reduced
182
Closed
44
Calls
Puts
$12.8M
Net Calls
-$12.8M
Net Calls Change
-$12.8M
Name Holding Trade Value Shares
Change
Change in
Stake
CFGS
76
Concourse Financial Group Securities
Alabama
$11.3M +$3.32M +55,684 +42%
GIA
77
Gladstone Institutional Advisory
Florida
$11M -$18.9M -316,450 -63%
AC
78
Avestar Capital
New York
$10.8M +$2.08M +34,944 +24%
FIA
79
Foundations Investment Advisors
Arizona
$10.7M -$2.55M -42,781 -19%
MFG
80
Mainsail Financial Group
Washington
$10.5M -$97.3K -1,633 -0.9%
FCM
81
Family Capital Management
Michigan
$10.3M +$34.7K +582 +0.3%
WP
82
WealthSource Partners
California
$10.2M -$211K -3,548 -2%
NW
83
Naviter Wealth
Arkansas
$10.2M +$10.2M +170,532 New
TC
84
TownSquare Capital
Utah
$10M -$402K -6,749 -4%
Rockefeller Capital Management
85
Rockefeller Capital Management
New York
$10M +$1.17M +19,708 +13%
AWA
86
Amplius Wealth Advisors
Pennsylvania
$9.9M -$503K -8,435 -5%
TNBTD
87
Trustmark National Bank Trust Department
Mississippi
$9.73M -$114K -1,910 -1%
WFS
88
Weitzel Financial Services
Iowa
$9.68M +$32.6K +547 +0.3%
EA
89
Ellsworth Advisors
Ohio
$9.41M +$5.58M +93,579 +144%
Corient Private Wealth
90
Corient Private Wealth
Florida
$9.41M -$8.24M -138,294 -47%
LRWA
91
Long Run Wealth Advisors
New York
$9.28M -$7.12M -119,523 -43%
Susquehanna International Group
92
Susquehanna International Group
Pennsylvania
$9.15M +$9.18M +154,009 New
BRWA
93
B. Riley Wealth Advisors
Florida
$8.77M +$2.6M +43,622 +42%
NP
94
Nilsine Partners
Colorado
$8.59M +$35.5K +596 +0.4%
SCA
95
Snowden Capital Advisors
New York
$8.45M +$1.28M +21,482 +18%
CCIA
96
Cherry Creek Investment Advisors
Colorado
$8.21M -$546K -9,169 -6%
Northwestern Mutual Wealth Management
97
Northwestern Mutual Wealth Management
Wisconsin
$8.16M +$63.2K +1,061 +0.8%
HIS
98
Harvest Investment Services
Illinois
$8.01M -$5.98M -100,333 -43%
HSA
99
HBK Sorce Advisory
Pennsylvania
$7.99M -$226K -3,795 -3%
SAM
100
Synergy Asset Management
Washington
$7.88M -$11.1M -186,461 -58%

FTSM Hedge Fund Activity: Q2 2023 in Review

388 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q2 2023, worth a combined $6.1B — down 3.7% from $6.33B a quarter earlier.

Sellers outnumbered buyers: 44 funds closed out of FTSM and 36 opened new positions — a net loss of 8 holders — while 182 trimmed existing stakes and 140 added.

The largest buyer was Prostatis Group, adding an estimated $145M. The largest seller was Morgan Stanley, cutting an estimated $57.7M.

  • 388 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q2 2023, down from 400 in Q1 2023.
  • Funds reported $6.1B of First Trust Enhanced Short Maturity ETF stock for Q2 2023, down 3.7% quarter-over-quarter.
  • 36 funds opened new First Trust Enhanced Short Maturity ETF positions in Q2 2023 and 44 closed out, a net change of -8 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q2 2023 was Prostatis Group, an estimated $145M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q2 2023 was Morgan Stanley, an estimated $57.7M sold.

Based on aggregated 13F filings for Q2 2023.