Amplius Wealth Advisors’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

Amplius Wealth Advisors’s Portfolio FTSM Stock Details FTSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-219,151	Closed	-$13M	–	177
2023 Q3	$13M	Buy	219,151 +52,514	+32%	+$3.13M	1.75%	17
2023 Q2	$9.9M	Sell	166,637 -8,435	-5%	-$503K	1.33%	21
2023 Q1	$10.4M	Sell	175,072 -21,227	-11%	-$1.26M	1.49%	19
2022 Q4	$11.7M	Buy	+196,299	New	+$11.7M	1.86%	12

Other funds holding FTSM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Amplius Wealth Advisors's FTSM Position: Q4 2023 in Review

Amplius Wealth Advisors sold out of First Trust Enhanced Short Maturity ETF (FTSM) in Q4 2023, closing a stake of 219,151 shares — an estimated $13M sold.

Amplius Wealth Advisors first reported a position in FTSM in Q4 2022 and held it in 4 quarters. The position peaked at $13M in Q3 2023. 416 funds tracked by Wall St. Rank hold FTSM as of Q4 2023.

Amplius Wealth Advisors reported no remaining First Trust Enhanced Short Maturity ETF position as of Q4 2023 after selling out during the quarter.
Amplius Wealth Advisors sold 219,151 First Trust Enhanced Short Maturity ETF shares in Q4 2023, an estimated $13M.
Amplius Wealth Advisors first reported a position in First Trust Enhanced Short Maturity ETF in Q4 2022 and held it in 4 quarters.
Amplius Wealth Advisors's First Trust Enhanced Short Maturity ETF position peaked at $13M in Q3 2023.
416 funds tracked by Wall St. Rank held First Trust Enhanced Short Maturity ETF as of Q4 2023.

Based on Amplius Wealth Advisors's 13F filing for Q4 2023, filed 10 Jan 2024.