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First Trust Enhanced Short Maturity ETF

218 hedge funds and large institutions have $3.19B invested in First Trust Enhanced Short Maturity ETF in 2019 Q3 according to their latest regulatory filings, with 25 funds opening new positions, 105 increasing their positions, 65 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more repeat investments, than reductions

Existing positions increased: 105 | Existing positions reduced: 65

47% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 17

8% more capital invested

Capital invested by funds: $2.97B → $3.19B (+$227M)

4% more funds holding in top 10

Funds holding in top 10: 2425 (+1)

3% more funds holding

Funds holding: 211218 (+7)

0.12% more ownership

Funds ownership: 65.43%65.55% (+0.12%)

Holders
218
Holders Change
+7
Holders Change %
+3.32%
% of All Funds
4.78%
Holding in Top 10
25
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+4.17%
% of All Funds
0.55%
New
25
Increased
105
Reduced
65
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCA
76
Snowden Capital Advisors
New York
$3.23M +$569K +9,465 +21%
Millennium Management
77
Millennium Management
New York
$3.14M +$2.28M +37,920 +263%
MHS
78
M Holdings Securities
Oregon
$3.07M -$222K -3,696 -7%
WWM
79
Western Wealth Management
Colorado
$3.04M +$493K +8,196 +19%
US Bancorp
80
US Bancorp
Minnesota
$2.81M -$921K -15,312 -25%
JP Morgan Chase
81
JP Morgan Chase
New York
$2.69M -$1.91M -31,804 -41%
DI
82
DFPG Investments
Utah
$2.6M -$150K -2,489 -5%
CA
83
Claro Advisors
Massachusetts
$2.59M -$147K -2,446 -5%
IFAM
84
Institutional & Family Asset Management
Colorado
$2.57M -$1.19M -19,820 -32%
ACP
85
Aveo Capital Partners
Colorado
$2.55M +$77.4K +1,287 +3%
SG
86
StoneX Group
New York
$2.46M +$877K +14,584 +55%
QCIG
87
Quad-Cities Investment Group
Iowa
$2.43M +$730K +12,141 +43%
NC
88
NewSquare Capital
Pennsylvania
$2.39M +$915K +15,218 +62%
BFA
89
Brendel Financial Advisors
New Hampshire
$2.37M -$2.74M -45,613 -54%
MIAN
90
Mariner Independent Advisor Network
Kansas
$2.3M -$113K -1,883 -5%
IA
91
IFG Advisory
Georgia
$2.3M +$2.3M +38,332 New
OMC
92
Old Mission Capital
Illinois
$2.3M +$2.3M +38,236 New
ACI
93
Alpha Cubed Investments
California
$2.23M +$56.9K +946 +3%
WF
94
Welch & Forbes
Massachusetts
$2.21M +$879K +14,614 +66%
SPC
95
Sigma Planning Corp
Michigan
$2.08M -$1.11M -18,488 -35%
BFEC
96
Benjamin F. Edwards & Company
Missouri
$2.07M -$355K -5,900 -15%
RA
97
RFG Advisory
Alabama
$1.9M +$326K +5,431 +21%
KWM
98
Kingsview Wealth Management
Oregon
$1.87M +$981K +16,320 +110%
UR
99
USCA RIA
Texas
$1.83M -$2.33M -38,717 -56%
EIA
100
Eldridge Investment Advisors
New Hampshire
$1.79M +$7.15K +119 +0.4%

FTSM Hedge Fund Activity: Q3 2019 in Review

218 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q3 2019, worth a combined $3.19B — up 7.6% from $2.97B a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new FTSM positions and 17 closed out — a net gain of 8 holders — while 105 added to existing stakes and 65 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $57.9M. The largest seller was Bank of America, cutting an estimated $65M.

  • 218 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q3 2019, up from 211 in Q2 2019.
  • Funds reported $3.19B of First Trust Enhanced Short Maturity ETF stock for Q3 2019, up 7.6% quarter-over-quarter.
  • 25 funds opened new First Trust Enhanced Short Maturity ETF positions in Q3 2019 and 17 closed out, a net change of +8 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q3 2019 was Morgan Stanley, an estimated $57.9M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q3 2019 was Bank of America, an estimated $65M sold.

Based on aggregated 13F filings for Q3 2019.