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First Trust Enhanced Short Maturity ETF
FTSM

284 hedge funds and large institutions have $3.3B invested in First Trust Enhanced Short Maturity ETF in 2020 Q4 according to their latest regulatory filings, with 55 funds opening new positions, 104 increasing their positions, 101 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

162% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 21

15% more funds holding in top 10

Funds holding in top 10: 26 → 30 (+4)

12% more funds holding

Funds holding: 253 → 284 (+31)

1.94% more ownership

Funds ownership: 62.45% → 64.39% (+1.9%)

3% more repeat investments, than reductions

Existing positions increased: 104 | Existing positions reduced: 101

3% more capital invested

Capital invested by funds: $3.21B → $3.3B (+$92.5M)

Holders
284
Holders Change
+31
Holders Change %
+12.25%
% of All Funds
5.03%
Holding in Top 10
30
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+15.38%
% of All Funds
0.53%
New
55
Increased
104
Reduced
101
Closed
21
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SG
StoneX Group
New York
+$39.1M
2
Morgan Stanley
Morgan Stanley
New York
+$35.1M
3
Citadel Advisors
Citadel Advisors
Florida
+$31M
4
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$18.9M
5
HighTower Advisors
HighTower Advisors
Illinois
+$15M

Top Sellers

1
Jane Street
Jane Street
New York
-$45.8M
2
FEG
Financial Enhancement Group
Indiana
-$20.8M
3
SMM
Stadion Money Management
Georgia
-$20.2M
4
LC
Lubar & Co
Wisconsin
-$18.2M
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$17.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
Cetera Investment Advisers
26
Cetera Investment Advisers
Illinois
$20.5M +$18.9M +315,152 +1,189%
PAG
27
Private Advisor Group
New Jersey
$19M +$939K +15,635 +5%
FEG
28
Financial Enhancement Group
Indiana
$17.5M -$20.8M -345,616 -54%
LIA
29
Luken Investment Analytics
Tennessee
$16.2M +$16.2M +270,420 New
SFS
30
Sowell Financial Services
Arkansas
$15.3M -$2.64M -43,918 -15%
1W
31
1776 Wealth
Georgia
$15.3M +$641K +10,681 +4%
SWM
32
Strategic Wealth Management
Washington
$15.2M +$10.2M +169,120 +202%
FWM
33
Frontier Wealth Management
Missouri
$15M +$1.8M +30,050 +14%
TNBTD
34
Trustmark National Bank Trust Department
Mississippi
$14.3M -$108K -1,794 -0.7%
HIS
35
Harvest Investment Services
Illinois
$14.3M -$100K -1,671 -0.7%
CA
36
Cetera Advisors
Colorado
$13.9M +$965K +16,062 +7%
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$13.7M -$2.41M -40,092 -15%
CCP
38
Cassia Capital Partners
North Carolina
$13.5M +$13.5M +224,533 New
MML Investors Services
39
MML Investors Services
Massachusetts
$12.9M +$4.14M +68,898 +47%
1IA
40
1834 Investment Advisors
Wisconsin
$12.3M -$624K -10,390 -5%
AWM
41
AE Wealth Management
Kansas
$11M +$2.24M +37,276 +26%
DI
42
DFPG Investments
Utah
$10.9M +$317K +5,281 +3%
AC
43
Avestar Capital
New York
$10.6M +$860K +14,328 +9%
Renaissance Technologies
44
Renaissance Technologies
New York
$10.2M +$9.25M +154,000 +981%
PA
45
Prism Advisors
California
$10.1M +$1.47M +24,553 +17%
GSC
46
G&S Capital
Colorado
$10M +$43.4K +722 +0.4%
SS
47
Simplicity Solutions
Minnesota
$9.92M +$1.26M +21,055 +15%
Citigroup
48
Citigroup
New York
$9.35M -$1.18M -19,597 -11%
LA
49
LexAurum Advisors
Kansas
$9.01M -$15.8M -262,410 -64%
Janney Montgomery Scott
50
Janney Montgomery Scott
Pennsylvania
$8.87M -$399K -6,651 -4%
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FTSM Hedge Fund Activity: Q4 2020 in Review

284 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q4 2020, worth a combined $3.3B — up 2.9% from $3.21B a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new FTSM positions and 21 closed out — a net gain of 34 holders — while 104 added to existing stakes and 101 trimmed.

The largest buyer was StoneX Group, adding an estimated $39.1M. The largest seller was Jane Street, cutting an estimated $45.8M.

  • 284 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q4 2020, up from 253 in Q3 2020.
  • Funds reported $3.3B of First Trust Enhanced Short Maturity ETF stock for Q4 2020, up 2.9% quarter-over-quarter.
  • 55 funds opened new First Trust Enhanced Short Maturity ETF positions in Q4 2020 and 21 closed out, a net change of +34 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q4 2020 was StoneX Group, an estimated $39.1M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q4 2020 was Jane Street, an estimated $45.8M sold.

Based on aggregated 13F filings for Q4 2020.