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First Trust Enhanced Short Maturity ETF

253 hedge funds and large institutions have $3.21B invested in First Trust Enhanced Short Maturity ETF in 2020 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 127 increasing their positions, 76 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 127 | Existing positions reduced: 76

29% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 21

8% more funds holding in top 10

Funds holding in top 10: 2426 (+2)

2% more funds holding

Funds holding: 247253 (+6)

4% more capital invested

Capital invested by funds: $3.08B → $3.21B (+$123M)

0.14% more ownership

Funds ownership: 62.31%62.45% (+0.14%)

Holders
253
Holders Change
+6
Holders Change %
+2.43%
% of All Funds
5.1%
Holding in Top 10
26
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+8.33%
% of All Funds
0.52%
New
27
Increased
127
Reduced
76
Closed
21
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAG
26
Private Advisor Group
New Jersey
$18.1M +$638K +10,624 +4%
SFS
27
Sowell Financial Services
Arkansas
$17.9M -$2.73M -45,488 -13%
PNC
28
Park National Corp
Ohio
$17.6M +$1.8M +30,044 +11%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$16.1M -$6.45M -107,432 -29%
KAS
30
Kestra Advisory Services
Texas
$15M +$14.9M +248,099 New
1W
31
1776 Wealth
Georgia
$14.7M -$238K -3,968 -2%
TNBTD
32
Trustmark National Bank Trust Department
Mississippi
$14.4M +$1.61M +26,770 +13%
HIS
33
Harvest Investment Services
Illinois
$14.4M -$77.7K -1,293 -0.5%
FWM
34
Frontier Wealth Management
Missouri
$13.2M -$649K -10,801 -5%
CA
35
Cetera Advisors
Colorado
$12.9M +$7.46M +124,112 +136%
1IA
36
1834 Investment Advisors
Wisconsin
$12.9M +$2.09M +34,793 +19%
SPL
37
Smart Portfolios LLC
Washington
$11.6M +$7.99K +133 +0.1%
SG
38
StoneX Group
New York
$11.3M -$2.21M -36,821 -16%
ACA
39
Ascension Capital Advisors
Texas
$11.3M +$726K +12,087 +7%
JIP
40
Jaffetilchin Investment Partners
Florida
$10.9M +$10.3M +170,874 +1,519%
SWP
41
Stratos Wealth Partners
Ohio
$10.9M +$2.13M +35,501 +24%
DI
42
DFPG Investments
Utah
$10.6M +$58.9K +980 +0.6%
Citigroup
43
Citigroup
New York
$10.5M +$1.01M +16,852 +11%
GSC
44
G&S Capital
Colorado
$9.99M +$510K +8,490 +5%
AC
45
Avestar Capital
New York
$9.77M +$7.43M +123,762 +319%
ACA
46
Aptus Capital Advisors
Alabama
$9.48M +$1.18M +19,706 +14%
Janney Montgomery Scott
47
Janney Montgomery Scott
Pennsylvania
$9.26M +$946K +15,744 +11%
SPC
48
Sigma Planning Corp
Michigan
$9.04M +$1.77M +29,493 +24%
AWM
49
AE Wealth Management
Kansas
$8.73M +$151K +2,513 +2%
MML Investors Services
50
MML Investors Services
Massachusetts
$8.72M -$23.1M -384,044 -73%

FTSM Hedge Fund Activity: Q3 2020 in Review

253 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q3 2020, worth a combined $3.21B — up 4% from $3.08B a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new FTSM positions and 21 closed out — a net gain of 6 holders — while 127 added to existing stakes and 76 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $44.6M. The largest seller was Jane Street, cutting an estimated $143M.

  • 253 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q3 2020, up from 247 in Q2 2020.
  • Funds reported $3.21B of First Trust Enhanced Short Maturity ETF stock for Q3 2020, up 4% quarter-over-quarter.
  • 27 funds opened new First Trust Enhanced Short Maturity ETF positions in Q3 2020 and 21 closed out, a net change of +6 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q3 2020 was Morgan Stanley, an estimated $44.6M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q3 2020 was Jane Street, an estimated $143M sold.

Based on aggregated 13F filings for Q3 2020.