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First Trust Enhanced Short Maturity ETF
FTSM

247 hedge funds and large institutions have $3.08B invested in First Trust Enhanced Short Maturity ETF in 2020 Q2 according to their latest regulatory filings, with 29 funds opening new positions, 112 increasing their positions, 83 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

61% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 18

35% more repeat investments, than reductions

Existing positions increased: 112 | Existing positions reduced: 83

4% more funds holding

Funds holding: 237 → 247 (+10)

1% less capital invested

Capital invested by funds: $3.11B → $3.08B (-$22.1M)

4% less funds holding in top 10

Funds holding in top 10: 25 → 24 (-1)

6.09% less ownership

Funds ownership: 68.4% → 62.31% (-6.1%)

Holders
247
Holders Change
+10
Holders Change %
+4.22%
% of All Funds
5.06%
Holding in Top 10
24
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-4%
% of All Funds
0.49%
New
29
Increased
112
Reduced
83
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Jane Street
Jane Street
New York
+$126M
2
Wells Fargo
Wells Fargo
California
+$40.4M
3
LPL Financial
LPL Financial
California
+$31.1M
4
Osaic Holdings
Osaic Holdings
Arizona
+$29.4M
5
FWM
Frontier Wealth Management
Missouri
+$13.8M

Top Sellers

1
First Trust Advisors
First Trust Advisors
Illinois
-$197M
2
Morgan Stanley
Morgan Stanley
New York
-$48.9M
3
WEPOG
Wealth Enhancement & Preservation of GA
Georgia
-$33.3M
4
SF
Synovus Financial
Georgia
-$31.2M
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$21.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
SFS
26
Sowell Financial Services
Arkansas
$20.7M -$2.12M -35,458 -9%
First Trust Advisors
27
First Trust Advisors
Illinois
$19.8M -$197M -3,304,337 -91%
PAG
28
Private Advisor Group
New Jersey
$17.4M -$383K -6,420 -2%
GIA
29
Gladstone Institutional Advisory
Florida
$16M -$15.3M -257,035 -49%
PNC
30
Park National Corp
Ohio
$15.8M +$216K +3,615 +1%
Truist Financial
31
Truist Financial
North Carolina
$15.7M +$7.74M +129,660 +98%
1W
32
1776 Wealth
Georgia
$14.9M -$7.7M -129,008 -34%
HIS
33
Harvest Investment Services
Illinois
$14.4M +$3.95M +66,153 +38%
FWM
34
Frontier Wealth Management
Missouri
$13.8M +$13.8M +230,817 New
SG
35
StoneX Group
New York
$13.5M +$10.8M +180,991 +409%
TNBTD
36
Trustmark National Bank Trust Department
Mississippi
$12.8M +$12.8M +213,606 New
SPL
37
Smart Portfolios LLC
Washington
$11.6M +$80.1K +1,342 +0.7%
1IA
38
1834 Investment Advisors
Wisconsin
$10.8M +$609K +10,206 +6%
ACA
39
Ascension Capital Advisors
Texas
$10.6M -$141K -2,361 -1%
DI
40
DFPG Investments
Utah
$10.5M -$2.08M -34,829 -17%
ASN
41
Advisory Services Network
Georgia
$9.78M -$819K -13,713 -8%
Citigroup
42
Citigroup
New York
$9.5M -$1.33M -22,204 -12%
GSC
43
G&S Capital
Colorado
$9.47M +$9.43M +157,951 New
SWP
44
Stratos Wealth Partners
Ohio
$8.79M +$1.88M +31,488 +27%
AWM
45
AE Wealth Management
Kansas
$8.57M -$19.9M -332,788 -70%
US Bancorp
46
US Bancorp
Minnesota
$8.56M +$3.78M +63,381 +80%
Janney Montgomery Scott
47
Janney Montgomery Scott
Pennsylvania
$8.31M +$1.56M +26,163 +23%
ACA
48
Aptus Capital Advisors
Alabama
$8.29M -$3.12M -52,199 -27%
GCA
49
Genesee Capital Advisors
New York
$8.14M -$304K -5,089 -4%
SS
50
Simplicity Solutions
Minnesota
$8.06M -$20M -335,203 -71%
1
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3 4 5

FTSM Hedge Fund Activity: Q2 2020 in Review

247 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q2 2020, worth a combined $3.08B — down 0.71% from $3.11B a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new FTSM positions and 18 closed out — a net gain of 11 holders — while 112 added to existing stakes and 83 trimmed.

The largest buyer was Jane Street, adding an estimated $126M. The largest seller was First Trust Advisors, cutting an estimated $197M.

  • 247 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q2 2020, up from 237 in Q1 2020.
  • Funds reported $3.08B of First Trust Enhanced Short Maturity ETF stock for Q2 2020, down 0.71% quarter-over-quarter.
  • 29 funds opened new First Trust Enhanced Short Maturity ETF positions in Q2 2020 and 18 closed out, a net change of +11 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q2 2020 was Jane Street, an estimated $126M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q2 2020 was First Trust Advisors, an estimated $197M sold.

Based on aggregated 13F filings for Q2 2020.