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First Trust Enhanced Short Maturity ETF

210 hedge funds and large institutions have $2.91B invested in First Trust Enhanced Short Maturity ETF in 2019 Q1 according to their latest regulatory filings, with 42 funds opening new positions, 91 increasing their positions, 58 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 23

57% more repeat investments, than reductions

Existing positions increased: 91 | Existing positions reduced: 58

9% more funds holding

Funds holding: 192210 (+18)

8% more capital invested

Capital invested by funds: $2.7B → $2.91B (+$204M)

4% more funds holding in top 10

Funds holding in top 10: 2627 (+1)

0.98% less ownership

Funds ownership: 68.85%67.87% (-0.98%)

Holders
210
Holders Change
+18
Holders Change %
+9.38%
% of All Funds
4.55%
Holding in Top 10
27
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.85%
% of All Funds
0.58%
New
42
Increased
91
Reduced
58
Closed
23
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$18.3M -$15M -249,988 -45%
IA
27
IFP Advisors
Florida
$16.1M +$6.27M +104,503 +63%
Stifel Financial
28
Stifel Financial
Missouri
$15.5M -$2.37M -39,465 -13%
SPIA
29
Steward Partners Investment Advisory
New York
$13.7M +$5.26M +87,695 +63%
FEG
30
Financial Enhancement Group
Indiana
$13.4M -$11.1M -184,268 -45%
SAM
31
Shamrock Asset Management
Texas
$12.7M +$2.44M +40,697 +24%
AG
32
Advisor Group
Arizona
$12.7M +$1.1M +18,288 +9%
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$12.4M -$362K -6,028 -3%
SFS
34
Sowell Financial Services
Arkansas
$11.8M -$302K -5,034 -3%
PNC
35
Park National Corp
Ohio
$10.4M +$292K +4,877 +3%
Citigroup
36
Citigroup
New York
$9.83M +$4.07M +67,912 +71%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$9.56M -$16.7M -278,076 -64%
GIA
38
Gladstone Institutional Advisory
Florida
$9.5M +$1.08M +17,965 +13%
HIS
39
Harvest Investment Services
Illinois
$9.41M +$9.41M +156,937 New
GSC
40
G&S Capital
Colorado
$8.21M +$1.08M +18,003 +15%
APA
41
American Portfolios Advisors
New York
$8.11M +$6.37M +106,130 +364%
CAN
42
Cetera Advisor Networks
California
$7.98M +$1.17M +19,582 +17%
SCM
43
Smith Capital Management
Arkansas
$7.18M -$300K -5,009 -4%
PA
44
Prism Advisors
California
$7.16M -$423K -7,055 -6%
BFG
45
Barber Financial Group
Kansas
$7.16M +$983K +16,387 +16%
TI
46
Tidal Investments
Wisconsin
$6.77M +$1.65M +27,529 +32%
1NWS
47
1 North Wealth Services
Maryland
$6.59M +$459K +7,655 +7%
TW
48
Towerpoint Wealth
California
$6.49M +$1.55M +25,909 +31%
SPL
49
Smart Portfolios LLC
Washington
$6.42M -$1.27M -21,187 -17%
NA
50
NewEdge Advisors
Louisiana
$6.33M +$267K +4,453 +4%

FTSM Hedge Fund Activity: Q1 2019 in Review

210 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q1 2019, worth a combined $2.91B — up 7.6% from $2.7B a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new FTSM positions and 23 closed out — a net gain of 19 holders — while 91 added to existing stakes and 58 trimmed.

The largest buyer was First Trust Advisors, opening a new position worth an estimated $87.3M. The largest seller was Flow Traders U.S., cutting an estimated $37.5M.

  • 210 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q1 2019, up from 192 in Q4 2018.
  • Funds reported $2.91B of First Trust Enhanced Short Maturity ETF stock for Q1 2019, up 7.6% quarter-over-quarter.
  • 42 funds opened new First Trust Enhanced Short Maturity ETF positions in Q1 2019 and 23 closed out, a net change of +19 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q1 2019 was First Trust Advisors, an estimated $87.3M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q1 2019 was Flow Traders U.S., an estimated $37.5M sold.

Based on aggregated 13F filings for Q1 2019.