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First Trust Enhanced Short Maturity ETF

149 hedge funds and large institutions have $1.74B invested in First Trust Enhanced Short Maturity ETF in 2018 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 76 increasing their positions, 32 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

138% more repeat investments, than reductions

Existing positions increased: 76 | Existing positions reduced: 32

26% more capital invested

Capital invested by funds: $1.38B → $1.74B (+$360M)

20% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 20

9% more funds holding in top 10

Funds holding in top 10: 1112 (+1)

3% more funds holding

Funds holding: 145149 (+4)

1.64% more ownership

Funds ownership: 65.62%67.25% (+1.6%)

Holders
149
Holders Change
+4
Holders Change %
+2.76%
% of All Funds
3.41%
Holding in Top 10
12
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+9.09%
% of All Funds
0.27%
New
24
Increased
76
Reduced
32
Closed
20
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
26
Jane Street
New York
$8.62M +$8.62M +143,575 New
DLHL
27
Donald L. Hagan LLC
Florida
$8.47M -$2.82M -47,046 -25%
CWM
28
Cornerstone Wealth Management
Missouri
$8.27M -$17.2M -286,018 -37%
PNC
29
Park National Corp
Ohio
$7.93M +$4.71M +78,548 +147%
SPL
30
Smart Portfolios LLC
Washington
$7.76M +$31K +517 +0.4%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$7.64M +$2.9M +48,396 +61%
PA
32
Prism Advisors
California
$7.56M +$1.2M +20,038 +19%
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$6.77M -$196K -3,259 -3%
GWM
34
Geneos Wealth Management
Colorado
$6.28M +$801K +13,338 +15%
AG
35
Advisor Group
Arizona
$6.04M -$307K -5,123 -5%
Citigroup
36
Citigroup
New York
$5.93M +$194K +3,235 +3%
SPIA
37
Steward Partners Investment Advisory
New York
$5.86M +$613K +10,215 +12%
BFEC
38
Benjamin F. Edwards & Company
Missouri
$5.32M -$448K -7,461 -8%
IA
39
IFP Advisors
Florida
$5.2M +$914K +15,229 +21%
Janney Montgomery Scott
40
Janney Montgomery Scott
Pennsylvania
$5.16M +$2.14M +35,692 +71%
PWA
41
Peterson Wealth Advisors
Utah
$5.15M +$869K +14,486 +20%
HFS
42
HL Financial Services
Kentucky
$4.73M -$86.2K -1,436 -2%
GSC
43
G&S Capital
Colorado
$4.16M -$298K -4,963 -7%
SWP
44
Stratos Wealth Partners
Ohio
$4.08M +$484K +8,059 +13%
HA
45
Hays Advisory
Tennessee
$3.89M -$1.08M -17,959 -22%
WP
46
WealthPLAN Partners
Nebraska
$3.71M -$1.67M -27,825 -31%
SS
47
Simplicity Solutions
Minnesota
$3.71M +$3.71M +61,741 New
KFGK
48
Keystone Financial Group (Kentucky)
Kentucky
$3.66M +$286K +4,757 +8%
TW
49
Towerpoint Wealth
California
$2.94M +$334K +5,571 +13%
RJT
50
Raymond James Trust
Florida
$2.92M +$40K +667 +1%

FTSM Hedge Fund Activity: Q3 2018 in Review

149 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q3 2018, worth a combined $1.74B — up 26% from $1.38B a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new FTSM positions and 20 closed out — a net gain of 4 holders — while 76 added to existing stakes and 32 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $169M. The largest seller was BB&T Securities, cutting an estimated $29.5M.

  • 149 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q3 2018, up from 145 in Q2 2018.
  • Funds reported $1.74B of First Trust Enhanced Short Maturity ETF stock for Q3 2018, up 26% quarter-over-quarter.
  • 24 funds opened new First Trust Enhanced Short Maturity ETF positions in Q3 2018 and 20 closed out, a net change of +4 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q3 2018 was Morgan Stanley, an estimated $169M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q3 2018 was BB&T Securities, an estimated $29.5M sold.

Based on aggregated 13F filings for Q3 2018.