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First Trust Enhanced Short Maturity ETF
FTSM

284 hedge funds and large institutions have $3.3B invested in First Trust Enhanced Short Maturity ETF in 2020 Q4 according to their latest regulatory filings, with 55 funds opening new positions, 104 increasing their positions, 101 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

162% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 21

15% more funds holding in top 10

Funds holding in top 10: 26 → 30 (+4)

12% more funds holding

Funds holding: 253 → 284 (+31)

1.94% more ownership

Funds ownership: 62.45% → 64.39% (+1.9%)

3% more repeat investments, than reductions

Existing positions increased: 104 | Existing positions reduced: 101

3% more capital invested

Capital invested by funds: $3.21B → $3.3B (+$92.5M)

Holders
284
Holders Change
+31
Holders Change %
+12.25%
% of All Funds
5.03%
Holding in Top 10
30
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+15.38%
% of All Funds
0.53%
New
55
Increased
104
Reduced
101
Closed
21
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SG
StoneX Group
New York
+$39.1M
2
Morgan Stanley
Morgan Stanley
New York
+$35.1M
3
Citadel Advisors
Citadel Advisors
Florida
+$31M
4
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$18.9M
5
HighTower Advisors
HighTower Advisors
Illinois
+$15M

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$45.8M
2
FEG
Financial Enhancement Group
Indiana
-$20.8M
3
SMM
Stadion Money Management
Georgia
-$20.2M
4
LC
Lubar & Co
Wisconsin
-$18.2M
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$17.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
CFA
276
Carroll Financial Associates
North Carolina
$7K – – –
HIA
277
Harbor Investment Advisory
Maryland
$6K – – –
Bank of Montreal
278
Bank of Montreal
Ontario, Canada
$5K – – –
WEC
279
Winslow Evans & Crocker
Massachusetts
$5K +$5.1K +85 New
BA
280
Bellwether Advisors
Nebraska
$4K +$4.26K +71 New
JFA
281
JNBA Financial Advisors
Minnesota
$3K – – –
AF
282
Advisornet Financial
Minnesota
$2K – – –
LAS
283
Lloyd Advisory Services
Georgia
$2K – – –
SIAG
284
Safeguard Investment Advisory Group
California
$1K +$1.02K +17 New
SMM
285
Stadion Money Management
Georgia
– -$20.2M -337,236 Closed
FTUS
286
Flow Traders U.S.
New York
– -$5.24M -87,265 Closed
OMC
287
Old Mission Capital
Illinois
– -$4.01M -66,849 Closed
WEPOG
288
Wealth Enhancement & Preservation of GA
Georgia
– -$706K -11,978 Closed
PFA
289
Plotkin Financial Advisors
Maryland
– -$662K -11,030 Closed
ECG
290
Edge Capital Group
Georgia
– -$551K -9,182 Closed
Millennium Management
291
Millennium Management
New York
– -$510 -8,498 Closed
IWC
292
Integrated Wealth Concepts
Massachusetts
– -$454K -7,562 Closed
HR
293
Hayden Royal
North Carolina
– -$322K -5,365 Closed
TSS
294
Two Sigma Securities
New York
– -$293K -4,876 Closed
UR
295
USCA RIA
Texas
– -$247K -4,113 Closed
CA
296
Crumly & Associates
Illinois
– -$246K -4,091 Closed
SFG
297
StrategIQ Financial Group
Indiana
– -$222K -3,700 Closed
WCFA
298
Walkner Condon Financial Advisors
Wisconsin
– -$218K -3,639 Closed
AWM
299
Adams Wealth Management
Utah
– -$166K -2,759 Closed
CSPIA
300
Cary Street Partners Investment Advisory
Virginia
– -$127K -2,118 Closed
9 10 11
12
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FTSM Hedge Fund Activity: Q4 2020 in Review

284 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q4 2020, worth a combined $3.3B — up 2.9% from $3.21B a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new FTSM positions and 21 closed out — a net gain of 34 holders — while 104 added to existing stakes and 101 trimmed.

The largest buyer was StoneX Group, adding an estimated $39.1M. The largest seller was Jane Street, cutting an estimated $45.8M.

  • 284 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q4 2020, up from 253 in Q3 2020.
  • Funds reported $3.3B of First Trust Enhanced Short Maturity ETF stock for Q4 2020, up 2.9% quarter-over-quarter.
  • 55 funds opened new First Trust Enhanced Short Maturity ETF positions in Q4 2020 and 21 closed out, a net change of +34 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q4 2020 was StoneX Group, an estimated $39.1M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q4 2020 was Jane Street, an estimated $45.8M sold.

Based on aggregated 13F filings for Q4 2020.