FT

Franklin Universal Trust
FT

Overview Fund Activity

42 hedge funds and large institutions have $37.1M invested in Franklin Universal Trust in 2021 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 18 increasing their positions, 9 reducing their positions, and 9 closing their positions.

Holders
42
Holders Change
-3
Holders Change %
-6.67%
% of All Funds
0.74%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
18
Reduced
9
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$4.03M
2
PFS
2
Prospera Financial Services
Texas
$199K
3
LPL Financial
3
LPL Financial
California
$498K
4
MAFM
4
Mid Atlantic Financial Management
Pennsylvania
$177K
5
ACM
5
Anfield Capital Management
California
$82K

Top Sellers

1
CRC
1
Curi RMB Capital
Illinois
$0
2
Wells Fargo
2
Wells Fargo
California
$4.05M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$0
4
AAM
4
Advisors Asset Management
Colorado
$1.17M
5
Citigroup
5
Citigroup
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SWM
26
SeaCrest Wealth Management
New York
$153K 20,423 +185 +0.9%
GC
27
Guggenheim Capital
Illinois
$153K 20,455 +7,197 +54%
SWP
28
Stratos Wealth Partners
Ohio
$142K 18,900 – –
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$129K 17,142 -835 -5%
CL
30
CSS LLC
Illinois
$118K 15,713 – –
WFC
31
Western Financial Corp
California
$108K 14,418 – –
Janney Montgomery Scott
32
Janney Montgomery Scott
Pennsylvania
$96K 12,815 +22 +0.2%
ACM
33
Anfield Capital Management
California
$82K 10,958 +10,958 New
NFG
34
Next Financial Group
Texas
$31K 4,179 – –
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$24K 3,202 – –
PA
36
Parallel Advisors
California
$21K 2,800 – –
CMA
37
Cedar Mountain Advisors
Oregon
$18K 2,413 – –
Northwestern Mutual Wealth Management
38
Northwestern Mutual Wealth Management
Wisconsin
$11K 1,456 +1,456 New
PWMG
39
Prestige Wealth Management Group
New Jersey
$5K 650 – –
AWA
40
Arkadios Wealth Advisors
Georgia
$3K 408 -167 -29%
AIC
41
Ameritas Investment Company
Nebraska
$1.5K 200 +200 New
CRC
42
Curi RMB Capital
Illinois
– – -62,835 Closed
Envestnet Asset Management
43
Envestnet Asset Management
Illinois
– – -53,286 Closed
Citigroup
44
Citigroup
New York
– – -21,116 Closed
First Manhattan
45
First Manhattan
New York
– – -20,500 Closed
LCM
46
Landscape Capital Management
New Jersey
– – -14,347 Closed
Millennium Management
47
Millennium Management
New York
– – -11,796 Closed
Cetera Investment Advisers
48
Cetera Investment Advisers
Illinois
– – -11,758 Closed
SIAG
49
Safeguard Investment Advisory Group
California
– – -6,892 Closed
FIA
50
FNY Investment Advisers
New York
– – -6,748 Closed
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