FT

Franklin Universal Trust
FT

Overview Fund Activity

47 hedge funds and large institutions have $35.3M invested in Franklin Universal Trust in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 13 reducing their positions, and 9 closing their positions.

Holders
47
Holders Change
-5
Holders Change %
-9.62%
% of All Funds
1.03%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
4
Increased
14
Reduced
13
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Stifel Financial
1
Stifel Financial
Missouri
$1.92M
2
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$704K
3
Koshinski Asset Management
3
Koshinski Asset Management
Illinois
$3.9M
4
Morgan Stanley
4
Morgan Stanley
New York
$5.37M
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$1.11M

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$758K
2
BI
2
Bulldog Investors
New Jersey
$3.43M
3
AC
3
Almitas Capital
California
$0
4
RJA
4
Raymond James & Associates
Florida
$1.71M
5
MAFM
5
Mid Atlantic Financial Management
Pennsylvania
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SWP
26
Stratos Wealth Partners
Ohio
$143K 18,900 – –
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$139K 18,430 +89 +0.5%
DA
28
Doliver Advisors
Texas
$135K 18,089 -2,418 -12%
LPL Financial
29
LPL Financial
California
$119K 15,799 – –
CL
30
CSS LLC
Illinois
$116K 15,362 – –
Janney Montgomery Scott
31
Janney Montgomery Scott
Pennsylvania
$107K 14,216 +328 +2%
FIB
32
First Interstate Bank
Montana
$106K 14,000 +14,000 New
RTS
33
Round Table Services
New Jersey
$97K 12,887 -1,813 -12%
MC
34
Matisse Capital
Oregon
$97K 12,887 -1,813 -12%
CAN
35
Cetera Advisor Networks
California
$95K 12,600 – –
Mercer Global Advisors
36
Mercer Global Advisors
Colorado
$87K 11,613 -4,820 -29%
RJT
37
Raymond James Trust
Florida
$81K 10,689 – –
SCM
38
Saba Capital Management
New York
$76K 10,058 – –
FIA
39
FNY Investment Advisers
New York
$74K 9,833 +9,833 New
NFG
40
Next Financial Group
Texas
$63K 8,308 – –
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$32K 4,252 – –
PA
42
Parallel Advisors
California
$21K 2,800 – –
AM
43
Atwater Malick
Pennsylvania
$18K 2,413 +2,413 New
JFGIW
44
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$12K 1,600 – –
PWMG
45
Prestige Wealth Management Group
New Jersey
$5K 650 – –
AC
46
Almitas Capital
California
– – -58,827 Closed
RCM
47
Rivernorth Capital Management
Florida
– – -58,214 Closed
MAFM
48
Mid Atlantic Financial Management
Pennsylvania
– – -42,128 Closed
CRC
49
Curi RMB Capital
Illinois
– – -36,370 Closed
DAS
50
Dynamic Advisor Solutions
Arizona
– – -35,974 Closed
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