FT

Franklin Universal Trust
FT

Overview Fund Activity

48 hedge funds and large institutions have $33.8M invested in Franklin Universal Trust in 2018 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 8 closing their positions.

Holders
48
Holders Change
-2
Holders Change %
-4%
% of All Funds
1.07%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
14
Reduced
12
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIMG
1
Financial & Investment Management Group
Michigan
$11.1M
2
RJA
2
Raymond James & Associates
Florida
$1.03M
3
Morgan Stanley
3
Morgan Stanley
New York
$3.75M
4
MSAM
4
Moloney Securities Asset Management
Missouri
$548K
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$560K

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$0
2
WAM
2
Wolverine Asset Management
Illinois
$0
3
BFEC
3
Benjamin F. Edwards & Company
Missouri
$636K
4
DA
4
Doliver Advisors
Texas
$77K
5
GC
5
Guggenheim Capital
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SWP
26
Stratos Wealth Partners
Ohio
$120K 18,900 – –
CA
27
Cetera Advisors
Colorado
$110K 17,187 -800 -4%
Creative Planning
28
Creative Planning
Kansas
$104K 16,310 – –
Janney Montgomery Scott
29
Janney Montgomery Scott
Pennsylvania
$97K 15,244 -4,723 -24%
CL
30
CSS LLC
Illinois
$97K 15,224 – –
GCP
31
Gill Capital Partners
Colorado
$96K 12,267 +12,267 New
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$96K 15,040 +15,040 New
SWM
33
SeaCrest Wealth Management
New York
$89K 13,976 -9,466 -40%
FCFC
34
First Commonwealth Financial Corp
Pennsylvania
$84K 13,304 – –
UBS Group
35
UBS Group
Switzerland
$84K 13,183 +7,967 +153%
MC
36
Matisse Capital
Oregon
$81K 12,700 – –
CAN
37
Cetera Advisor Networks
California
$80K 12,600 -5,000 -28%
DA
38
Doliver Advisors
Texas
$77K 12,067 -59,494 -83%
RJT
39
Raymond James Trust
Florida
$68K 10,689 – –
SCM
40
Saba Capital Management
New York
$64K 10,058 – –
NFG
41
Next Financial Group
Texas
$63K 9,908 +5,908 +148%
SF
42
Synovus Financial
Georgia
$48K 7,606 – –
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$27K 4,252 – –
PA
44
Parallel Advisors
California
$17K 2,800 – –
Citigroup
45
Citigroup
New York
$13K 2,000 – –
PWMG
46
Prestige Wealth Management Group
New Jersey
$4K 650 +650 New
SFS
47
Shaker Financial Services
Virginia
– – -224,442 Closed
WAM
48
Wolverine Asset Management
Illinois
– – -89,219 Closed
GC
49
Guggenheim Capital
Illinois
– – -47,817 Closed
RJFSA
50
Raymond James Financial Services Advisors
Florida
– – -13,500 Closed
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2
3