FT

Franklin Universal Trust
FT

Overview Fund Activity

36 hedge funds and large institutions have $17.1M invested in Franklin Universal Trust in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 1 closing their positions.

Holders
36
Holders Change
+7
Holders Change %
+24.14%
% of All Funds
1.05%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
11
Reduced
9
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIMG
1
Financial & Investment Management Group
Michigan
$6.63M
2
SCM
2
Saba Capital Management
New York
$300K
3
SG Americas Securities
3
SG Americas Securities
New York
$195K
4
DA
4
Doliver Advisors
Texas
$720K
5
CA
5
Cornerstone Advisors
North Carolina
$160K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$1.65M
2
SFS
2
Shaker Financial Services
Virginia
$1.32M
3
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$171K
4
Bank of America
4
Bank of America
North Carolina
$330K
5
Wells Fargo
5
Wells Fargo
California
$1.03M
Name Market Value Shares Shares
Change 		Shares
Change %
WA
26
WFG Advisors
Texas
$81K 11,602 +891 +8%
FMII
27
Farmers & Merchants Investments Inc
Nebraska
$35K 5,000 +5,000 New
SF
28
Synovus Financial
Georgia
$31K 4,457 – –
Citigroup
29
Citigroup
New York
$19K 2,680 -3,149 -54%
RIA
30
Regal Investment Advisors
Michigan
$17K 2,500 – –
HPBT
31
High Point Bank & Trust
North Carolina
$17K 2,500 – –
NES
32
New England Securities
New York
$15K 2,127 – –
Creative Planning
33
Creative Planning
Kansas
$10K 1,507 -743 -33%
PAS
34
Partnervest Advisory Services
California
$8K 1,190 +20 +2%
BFEC
35
Benjamin F. Edwards & Company
Missouri
$3K 495 +495 New
ECM
36
ETrade Capital Management
Virginia
$2K 259 +4 +2%
TRCT
37
Tower Research Capital (TRC)
New York
– – -169 Closed
1
2