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First Trust US Equity Opportunities ETF

89 hedge funds and large institutions have $364M invested in First Trust US Equity Opportunities ETF in 2017 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 45 increasing their positions, 23 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

96% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 23

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

0% more funds holding

Funds holding: 8989 (0)

2% less capital invested

Capital invested by funds: $370M → $364M (-$5.77M)

2.55% less ownership

Funds ownership: 44.46%41.91% (-2.5%)

Holders
89
Holders Change
Holders Change %
0%
% of All Funds
2.22%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
45
Reduced
23
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
51
Envestnet Asset Management
Illinois
$627K +$137K +2,233 +29%
JP Morgan Chase
52
JP Morgan Chase
New York
$618K -$24.9K -407 -4%
SPIA
53
Steward Partners Investment Advisory
New York
$609K +$1.04K +17 +0.2%
FWM
54
Frontier Wealth Management
Missouri
$580K +$84.7K +1,384 +18%
SWP
55
Stratos Wealth Partners
Ohio
$572K +$60K +981 +12%
SG Americas Securities
56
SG Americas Securities
New York
$556K +$533K +8,709 New
SCA
57
Snowden Capital Advisors
New York
$548K -$333K -5,449 -39%
M&T Bank
58
M&T Bank
New York
$487K -$62.7K -1,025 -12%
CCA
59
Catalyst Capital Advisors
New York
$471K
CIBC World Market
60
CIBC World Market
Ontario, Canada
$468K +$6.73K +110 +2%
NFG
61
Nations Financial Group
Iowa
$468K +$155K +2,534 +53%
PFS
62
Prospera Financial Services
Texas
$410K +$392K +6,411 New
BFEC
63
Benjamin F. Edwards & Company
Missouri
$405K +$19.6K +321 +5%
NPC
64
National Planning Corporation
California
$396K +$48.8K +798 +15%
AP
65
Appleton Partners
Massachusetts
$366K
RA
66
RFG Advisory
Alabama
$272K +$260K +4,248 New
TSS
67
Two Sigma Securities
New York
$260K +$249K +4,069 New
WS
68
Wedbush Securities
California
$256K -$15.4K -251 -6%
IWM
69
IHT Wealth Management
Illinois
$214K -$4.5M -73,469 -96%
GWM
70
Geneos Wealth Management
Colorado
$84K
Northwestern Mutual Wealth Management
71
Northwestern Mutual Wealth Management
Wisconsin
$79K +$17.4K +284 +30%
Manulife (Manufacturers Life Insurance)
72
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$63K -$10.8K -177 -15%
GT
73
Glenmede Trust
Pennsylvania
$47K -$96.4K -1,575 -68%
GRP
74
Global Retirement Partners
California
$43K +$61 +1 +0.2%
JCM
75
Jacobi Capital Management
Pennsylvania
$41K +$22.4K +366 +138%

FPX Hedge Fund Activity: Q3 2017 in Review

89 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust US Equity Opportunities ETF (FPX) for Q3 2017, worth a combined $364M — down 1.6% from $370M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FPX positions and 7 closed out — a net gain of 1 holder — while 45 added to existing stakes and 23 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $6.63M. The largest seller was Citigroup, cutting an estimated $41.3M.

  • 89 institutional investors held First Trust US Equity Opportunities ETF (FPX) as of Q3 2017, unchanged from Q2 2017.
  • Funds reported $364M of First Trust US Equity Opportunities ETF stock for Q3 2017, down 1.6% quarter-over-quarter.
  • 8 funds opened new First Trust US Equity Opportunities ETF positions in Q3 2017 and 7 closed out, a net change of +1 holder.
  • The largest First Trust US Equity Opportunities ETF buyer in Q3 2017 was Goldman Sachs, an estimated $6.63M added.
  • The largest First Trust US Equity Opportunities ETF seller in Q3 2017 was Citigroup, an estimated $41.3M sold.

Based on aggregated 13F filings for Q3 2017.