National Planning Corporation’s First Trust US Equity Opportunities ETF FPX Stock Holding History

National Planning Corporation’s Portfolio FPX Stock Details FPX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-6,197	Closed	-$396K	–	232
2017 Q3	$396K	Buy	6,197 +798	+15%	+$48.8K	0.03%	432
2017 Q2	$321K	Sell	5,399 -2,958	-35%	-$174K	0.02%	532
2017 Q1	$477K	Buy	+8,357	New	+$472K	0.04%	395
2015 Q4	–	Sell	-4,144	Closed	-$220K	–	740
2015 Q3	$220K	Buy	+4,144	New	+$221K	0.02%	536
2015 Q1	–	Sell	-7,069	Closed	-$350K	–	1150
2014 Q4	$350K	Buy	+7,069	New	+$344K	0.02%	502

Other funds holding FPX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

MIH

Meitav Investment House Bene-Beraq, Israel $14.9B AUM 46.8% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

National Planning Corporation's FPX Position: Q4 2017 in Review

National Planning Corporation sold out of First Trust US Equity Opportunities ETF (FPX) in Q4 2017, closing a stake of 6,197 shares — an estimated $396K sold.

National Planning Corporation first reported a position in FPX in Q4 2014 and held it in 5 quarters. The position peaked at $477K in Q1 2017. 105 funds tracked by Wall St. Rank hold FPX as of Q4 2017.

National Planning Corporation reported no remaining First Trust US Equity Opportunities ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 6,197 First Trust US Equity Opportunities ETF shares in Q4 2017, an estimated $396K.
National Planning Corporation first reported a position in First Trust US Equity Opportunities ETF in Q4 2014 and held it in 5 quarters.
National Planning Corporation's First Trust US Equity Opportunities ETF position peaked at $477K in Q1 2017.
105 funds tracked by Wall St. Rank held First Trust US Equity Opportunities ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.