Nations Financial Group’s First Trust US Equity Opportunities ETF FPX Stock Holding History

Nations Financial Group’s Portfolio FPX Stock Details FPX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-7,676	Closed	-$590K	–	291
2019 Q3	$590K	Buy	7,676 +576	+8%	+$45.3K	0.21%	146
2019 Q2	$553K	Buy	7,100 +521	+8%	+$39.6K	0.37%	77
2019 Q1	$493K	Sell	6,579 -16	-0.2%	-$1.13K	0.34%	84
2018 Q4	$409K	Sell	6,595 -67	-1%	-$4.49K	0.33%	90
2018 Q3	$495K	Sell	6,662 -167	-2%	-$12.3K	0.35%	82
2018 Q2	$488K	Sell	6,829 -2,157	-24%	-$153K	0.41%	75
2018 Q1	$616K	Buy	8,986 +991	+12%	+$70.3K	0.56%	50
2017 Q4	$546K	Buy	7,995 +672	+9%	+$44.6K	0.5%	60
2017 Q3	$468K	Buy	7,323 +2,534	+53%	+$155K	0.45%	69
2017 Q2	$286K	Buy	+4,789	New	+$282K	0.24%	127

Other funds holding FPX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Nations Financial Group's FPX Position: Q4 2019 in Review

Nations Financial Group sold out of First Trust US Equity Opportunities ETF (FPX) in Q4 2019, closing a stake of 7,676 shares — an estimated $590K sold.

Nations Financial Group first reported a position in FPX in Q2 2017 and held it in 10 quarters. The position peaked at $616K in Q1 2018. 143 funds tracked by Wall St. Rank hold FPX as of Q4 2019.

Nations Financial Group reported no remaining First Trust US Equity Opportunities ETF position as of Q4 2019 after selling out during the quarter.
Nations Financial Group sold 7,676 First Trust US Equity Opportunities ETF shares in Q4 2019, an estimated $590K.
Nations Financial Group first reported a position in First Trust US Equity Opportunities ETF in Q2 2017 and held it in 10 quarters.
Nations Financial Group's First Trust US Equity Opportunities ETF position peaked at $616K in Q1 2018.
143 funds tracked by Wall St. Rank held First Trust US Equity Opportunities ETF as of Q4 2019.

Based on Nations Financial Group's 13F filing for Q4 2019, filed 5 Feb 2020.