FLG.PRU

Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU

Overview Fund Activity

34 hedge funds and large institutions have $149M invested in Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES in 2018 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 1 closing their positions.

Holders
34
Holders Change
+4
Holders Change %
+13.33%
% of All Funds
0.78%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
6
Increased
10
Reduced
7
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ZA
1
Zazove Associates
Nevada
$20M
2
SIM
2
SSI Investment Management
California
$5.46M
3
AWM
3
Altium Wealth Management
New York
$884K
4
Victory Capital Management
4
Victory Capital Management
Texas
$24M
5
ACM
5
Advent Capital Management
New York
$17M

Top Sellers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$3.67M
2
FPC
2
Falcon Point Capital
California
$494K
3
AIP
3
Ameritas Investment Partners
Nebraska
$807K
4
GF
4
Gabelli Funds
New York
$3.19M
5
CCM
5
Cutler Capital Management
Massachusetts
$8.74M
Name Market Value Shares Shares
Change 		Shares
Change %
WCM
1
Waterstone Capital Management
Minnesota
$24.2M 485,137 – –
Victory Capital Management
2
Victory Capital Management
Texas
$24M 486,771 +12,897 +3%
ZA
3
Zazove Associates
Nevada
$20M 406,579 +406,579 New
ACM
4
Advent Capital Management
New York
$17M 344,404 +7,486 +2%
Thrivent Financial for Lutherans
5
Thrivent Financial for Lutherans
Minnesota
$12M 244,575 – –
CCM
6
Cutler Capital Management
Massachusetts
$8.74M 177,453 -1,994 -1%
Federated Hermes
7
Federated Hermes
Pennsylvania
$6.97M 141,477 – –
SIM
8
SSI Investment Management
California
$5.46M 111,500 +25,000 +29%
Bank of America
9
Bank of America
North Carolina
$4.1M 83,339 +2,711 +3%
Bank of Montreal
10
Bank of Montreal
Ontario, Canada
– – – –
GF
11
Gabelli Funds
New York
$3.19M 64,000 -6,000 -9%
Wells Fargo
12
Wells Fargo
California
$3.18M 64,614 +7,341 +13%
FCMC
13
Founders Capital Management (Connecticut)
Connecticut
$2.61M 52,771 -1,003 -2%
Morgan Stanley
14
Morgan Stanley
New York
$2.38M 48,336 +3,672 +8%
PCM
15
Palisade Capital Management
New Jersey
$2.28M 46,366 – –
AWA
16
Arete Wealth Advisors
Illinois
$1.88M 38,136 +400 +1%
AWM
17
Altium Wealth Management
New York
$884K 17,960 +17,960 New
Calamos Advisors
18
Calamos Advisors
Illinois
$815K 16,420 – –
AIP
19
Ameritas Investment Partners
Nebraska
– – – –
KWA
20
KCS Wealth Advisory
California
$642K 13,046 +553 +4%
ADBIC
21
A.D. Beadell Investment Counsel
Wisconsin
$578K 11,745 -700 -6%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$537K 10,915 +515 +5%
FPC
23
Falcon Point Capital
California
$494K 10,000 -25,000 -71%
SIM
24
Sonora Investment Management
Arizona
$479K 9,720 -200 -2%
GI
25
GAMCO Investors
Connecticut
$349K 7,000 – –
1
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