FLG.PRU

Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU

Overview Fund Activity

39 hedge funds and large institutions have $156M invested in Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES in 2017 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 7 reducing their positions, and 1 closing their positions.

Holders
39
Holders Change
+5
Holders Change %
+14.71%
% of All Funds
0.89%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
6
Increased
8
Reduced
7
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ACM
1
Advent Capital Management
New York
$21.3M
2
MA
2
MUFG Americas
New York
$710K
3
ZA
3
Zazove Associates
Nevada
$23.8M
4
KWA
4
KCS Wealth Advisory
California
$492K
5
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$325K

Top Sellers

1
CI
1
Cincinnati Insurance
Ohio
$0
2
Thrivent Financial for Lutherans
2
Thrivent Financial for Lutherans
Minnesota
$6.6M
3
AWA
3
Arete Wealth Advisors
Illinois
$924K
4
Wells Fargo
4
Wells Fargo
California
$2.68M
5
ADBIC
5
A.D. Beadell Investment Counsel
Wisconsin
$636K
Name Market Value Shares Shares
Change 		Shares
Change %
WCM
1
Waterstone Capital Management
Minnesota
$24.8M 485,137 – –
ZA
2
Zazove Associates
Nevada
$23.8M 470,779 +12,270 +3%
ACM
3
Advent Capital Management
New York
$21.3M 421,353 +16,521 +4%
Victory Capital Management
4
Victory Capital Management
Texas
$20.3M 399,470 +4,746 +1%
CCM
5
Cutler Capital Management
Massachusetts
$9.14M 180,252 -120 -0.1%
Federated Hermes
6
Federated Hermes
Pennsylvania
$7.16M 141,477 – –
Thrivent Financial for Lutherans
7
Thrivent Financial for Lutherans
Minnesota
$6.6M 130,075 -51,800 -28%
Bank of Montreal
8
Bank of Montreal
Ontario, Canada
– – – –
CIP
9
Chartwell Investment Partners
Pennsylvania
$5.71M 112,510 -325 -0.3%
Bessemer Group
10
Bessemer Group
New Jersey
$5.26M 104,500 – –
GF
11
Gabelli Funds
New York
$3.54M 70,000 +6,000 +9%
Bank of America
12
Bank of America
North Carolina
$2.9M 57,144 +4 +0%
FCMC
13
Founders Capital Management (Connecticut)
Connecticut
$2.73M 53,732 +464 +0.9%
Wells Fargo
14
Wells Fargo
California
$2.68M 52,916 -2,591 -5%
SIM
15
SSI Investment Management
California
$2.57M 51,281 – –
FPC
16
Falcon Point Capital
California
$1.78M 35,000 – –
Morgan Stanley
17
Morgan Stanley
New York
$1.59M 31,353 +5,325 +20%
AWA
18
Arete Wealth Advisors
Illinois
$924K 18,208 -3,318 -15%
Calamos Advisors
19
Calamos Advisors
Illinois
$837K 16,410 – –
AIP
20
Ameritas Investment Partners
Nebraska
– – – –
MA
21
MUFG Americas
New York
$710K 14,125 +14,125 New
ADBIC
22
A.D. Beadell Investment Counsel
Wisconsin
$636K 12,545 -501 -4%
SIM
23
Sonora Investment Management
Arizona
$626K 12,345 -300 -2%
KWA
24
KCS Wealth Advisory
California
$492K 9,705 +9,705 New
Neuberger Berman Group
25
Neuberger Berman Group
New York
$391K 7,700 – –
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