FLG.PRU

Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU

Overview Fund Activity

31 hedge funds and large institutions have $152M invested in Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES in 2018 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 10 increasing their positions, 8 reducing their positions, and 10 closing their positions.

Holders
31
Holders Change
-8
Holders Change %
-20.51%
% of All Funds
0.71%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
2
Increased
10
Reduced
8
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Thrivent Financial for Lutherans
1
Thrivent Financial for Lutherans
Minnesota
$9.74M
2
PCM
2
Palisade Capital Management
New Jersey
$2.29M
3
SIM
3
SSI Investment Management
California
$4.42M
4
AWA
4
Arete Wealth Advisors
Illinois
$1.73M
5
Barclays
5
Barclays
United Kingdom
$725K

Top Sellers

1
Victory Capital Management
1
Victory Capital Management
Texas
$21.8M
2
Bessemer Group
2
Bessemer Group
New Jersey
$0
3
CIP
3
Chartwell Investment Partners
Pennsylvania
$2.11M
4
ACM
4
Advent Capital Management
New York
$17.7M
5
MA
5
MUFG Americas
New York
$1.12M
Name Market Value Shares Shares
Change 		Shares
Change %
WCM
1
Waterstone Capital Management
Minnesota
$24.3M 485,137 – –
ZA
2
Zazove Associates
Nevada
$23M 461,273 -9,506 -2%
Victory Capital Management
3
Victory Capital Management
Texas
– – -399,470 Closed
ACM
4
Advent Capital Management
New York
$17.7M 354,679 -66,674 -16%
Thrivent Financial for Lutherans
5
Thrivent Financial for Lutherans
Minnesota
$9.74M 197,575 +67,500 +52%
CCM
6
Cutler Capital Management
Massachusetts
$9M 180,047 -205 -0.1%
Federated Hermes
7
Federated Hermes
Pennsylvania
$7.07M 141,477 – –
Bank of Montreal
8
Bank of Montreal
Ontario, Canada
– – – –
SIM
9
SSI Investment Management
California
$4.42M 88,781 +37,500 +73%
GF
10
Gabelli Funds
New York
$3.49M 70,000 – –
Bank of America
11
Bank of America
North Carolina
$3M 59,893 +2,749 +5%
Wells Fargo
12
Wells Fargo
California
$2.73M 54,675 +1,759 +3%
FCMC
13
Founders Capital Management (Connecticut)
Connecticut
$2.7M 54,174 +442 +0.8%
PCM
14
Palisade Capital Management
New Jersey
$2.29M 46,366 +46,366 New
Morgan Stanley
15
Morgan Stanley
New York
$2.19M 43,952 +12,599 +40%
CIP
16
Chartwell Investment Partners
Pennsylvania
$2.11M 42,377 -70,133 -62%
FPC
17
Falcon Point Capital
California
$1.75M 35,000 – –
AWA
18
Arete Wealth Advisors
Illinois
$1.73M 34,591 +16,383 +90%
MA
19
MUFG Americas
New York
– – -14,125 Closed
Calamos Advisors
20
Calamos Advisors
Illinois
$822K 16,385 -25 -0.2%
AIP
21
Ameritas Investment Partners
Nebraska
– – – –
Barclays
22
Barclays
United Kingdom
$725K 14,500 +14,500 New
ADBIC
23
A.D. Beadell Investment Counsel
Wisconsin
$622K 12,445 -100 -0.8%
KWA
24
KCS Wealth Advisory
California
$561K 11,223 +1,518 +16%
SIM
25
Sonora Investment Management
Arizona
$536K 10,720 -1,625 -13%
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