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Flagstar Bank National Association Bifurcated Option Note Unit Securities

Name Holding Trade Value Shares
Change
Change in
Stake
Infrastructure Capital Advisors
1
Infrastructure Capital Advisors
New York
$11.9M -$33.6M -818,440 -74%
BlackRock
2
BlackRock
New York
$7.32M -$817K -19,923 -10%
Lord, Abbett & Co
3
Lord, Abbett & Co
New Jersey
$6.71M – – –
UBS Group
4
UBS Group
Switzerland
$5.5M +$5.49M +133,766 +45,499%
Morgan Stanley
5
Morgan Stanley
New York
$3.52M +$202K +4,917 +6%
CCM
6
Cutler Capital Management
Massachusetts
$2.21M -$91.2K -2,225 -4%
PH
7
Pinnacle Holdings
Oklahoma
$1.97M -$30.8K -750 -2%
MCM
8
Maltese Capital Management
New York
$1.79M – – –
Stifel Financial
9
Stifel Financial
Missouri
$1.61M +$2.62K +64 +0.2%
MA
10
Mutual Advisors
Nebraska
$1.27M -$56.8K -1,384 -4%
Kestra Advisory Services
11
Kestra Advisory Services
Texas
$1.22M -$8.2K -200 -0.7%
Wells Fargo
12
Wells Fargo
California
$856K -$98.1K -2,393 -10%
Rockefeller Capital Management
13
Rockefeller Capital Management
New York
$413K – – –
Kelleher Financial Advisors
14
Kelleher Financial Advisors
New York
$411K +$410K +10,010 New
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$202K +$202K +4,920 New
Osaic Holdings
16
Osaic Holdings
Arizona
$43.1K – – –
Bangor Savings Bank
17
Bangor Savings Bank
Maine
$24.6K – – –
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$20.5K – – –
Bank of Montreal
19
Bank of Montreal
Ontario, Canada
$8.37K – – –
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$5K – – –
Jones Financial Companies
21
Jones Financial Companies
Missouri
$2.07K -$656 -16 -24%
Wilmington Savings Fund Society
22
Wilmington Savings Fund Society
Delaware
$1.19K – – –
BA
23
Ballast Advisors
Minnesota
– -$3.91K -101 Closed