FLG.PRU

Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU

Overview Fund Activity

33 hedge funds and large institutions have $106M invested in Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES in 2020 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 11 reducing their positions, and 3 closing their positions.

Holders
33
Holders Change
-3
Holders Change %
-8.33%
% of All Funds
0.73%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
2
Increased
7
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Victory Capital Management
1
Victory Capital Management
Texas
$38.4M
2
ACM
2
Advent Capital Management
New York
$14.3M
3
MA
3
MUFG Americas
New York
$1.11M
4
Bank of America
4
Bank of America
North Carolina
$4.01M
5
PAM
5
Private Asset Management
California
$1.51M

Top Sellers

1
ZA
1
Zazove Associates
Nevada
$3.11M
2
SIM
2
SSI Investment Management
California
$3.26M
3
AIP
3
Ameritas Investment Partners
Nebraska
$677K
4
PHAM
4
Pacific Heights Asset Management
California
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$2.21M
Name Market Value Shares Shares
Change 		Shares
Change %
Victory Capital Management
1
Victory Capital Management
Texas
$38.4M 928,820 +474,278 +104%
ACM
2
Advent Capital Management
New York
$14.3M 340,408 +30,969 +10%
CCM
3
Cutler Capital Management
Massachusetts
$7.04M 170,445 -3,036 -2%
BlackRock
4
BlackRock
New York
$5.78M 139,862 +165 +0.1%
Thrivent Financial for Lutherans
5
Thrivent Financial for Lutherans
Minnesota
$4.48M 108,502 – –
Federated Hermes
6
Federated Hermes
Pennsylvania
$4.33M 104,777 – –
Bank of America
7
Bank of America
North Carolina
$4.01M 97,044 +9,508 +11%
PCM
8
Palisade Capital Management
New Jersey
$3.76M 86,366 – –
SIM
9
SSI Investment Management
California
$3.26M 79,000 -30,000 -28%
ZA
10
Zazove Associates
Nevada
$3.11M 73,311 -84,112 -53%
Wells Fargo
11
Wells Fargo
California
$2.81M 67,962 +1,209 +2%
Morgan Stanley
12
Morgan Stanley
New York
$2.21M 52,277 -4,050 -7%
GF
13
Gabelli Funds
New York
$2.06M 48,000 – –
FCMC
14
Founders Capital Management (Connecticut)
Connecticut
$1.9M 45,986 -266 -0.6%
PAM
15
Private Asset Management
California
$1.51M 36,544 +8,249 +29%
KWA
16
KCS Wealth Advisory
California
$1.12M 27,041 -2 -0%
MA
17
MUFG Americas
New York
$1.11M 27,706 +27,706 New
AWA
18
Arete Wealth Advisors
Illinois
$1.08M 26,133 +320 +1%
AIP
19
Ameritas Investment Partners
Nebraska
– – -16,400 Closed
Mirae Asset Global Investments
20
Mirae Asset Global Investments
South Korea
$470K 11,368 -641 -5%
AWM
21
Altium Wealth Management
New York
$464K 11,236 -1,970 -15%
FPC
22
Falcon Point Capital
California
$372K 9,000 – –
SIM
23
Sonora Investment Management
Arizona
$321K 7,770 -300 -4%
TA
24
Teton Advisors
New York
$258K 6,000 – –
Neuberger Berman Group
25
Neuberger Berman Group
New York
$230K 5,575 – –
1
2