FLG.PRU

Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU

Overview Fund Activity

35 hedge funds and large institutions have $142M invested in Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES in 2019 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 10 increasing their positions, 13 reducing their positions, and 2 closing their positions.

Holders
35
Holders Change
-1
Holders Change %
-2.78%
% of All Funds
0.77%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
1
Increased
10
Reduced
13
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ACM
1
Advent Capital Management
New York
$17.7M
2
CL
2
CSS LLC
Illinois
$3.62M
3
PCM
3
Palisade Capital Management
New Jersey
$4.34M
4
BlackRock
4
BlackRock
New York
$6.02M
5
Victory Capital Management
5
Victory Capital Management
Texas
$26.5M

Top Sellers

1
CS
1
Credit Suisse
Switzerland
$0
2
Thrivent Financial for Lutherans
2
Thrivent Financial for Lutherans
Minnesota
$4.93M
3
Federated Hermes
3
Federated Hermes
Pennsylvania
$5.24M
4
SIM
4
SSI Investment Management
California
$5.25M
5
Citigroup
5
Citigroup
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Victory Capital Management
1
Victory Capital Management
Texas
$26.5M 529,011 +10,481 +2%
WCM
2
Waterstone Capital Management
Minnesota
$24.4M 485,137 – –
ACM
3
Advent Capital Management
New York
$17.7M 354,268 +94,342 +36%
ZA
4
Zazove Associates
Nevada
– – – –
CCM
5
Cutler Capital Management
Massachusetts
$8.69M 173,831 -5,029 -3%
BlackRock
6
BlackRock
New York
$6.02M 120,409 +33,167 +38%
SIM
7
SSI Investment Management
California
$5.25M 105,000 -15,000 -13%
Federated Hermes
8
Federated Hermes
Pennsylvania
$5.24M 104,777 -15,700 -13%
Thrivent Financial for Lutherans
9
Thrivent Financial for Lutherans
Minnesota
$4.93M 98,502 -18,000 -15%
Bank of America
10
Bank of America
North Carolina
$4.43M 88,538 -2,613 -3%
PCM
11
Palisade Capital Management
New Jersey
$4.34M 86,366 +40,000 +86%
CL
12
CSS LLC
Illinois
$3.62M 72,006 +51,093 +244%
Wells Fargo
13
Wells Fargo
California
$3.34M 66,717 -1,357 -2%
Morgan Stanley
14
Morgan Stanley
New York
$2.79M 55,547 -718 -1%
FCMC
15
Founders Capital Management (Connecticut)
Connecticut
$2.41M 48,058 -1,500 -3%
GF
16
Gabelli Funds
New York
$2.38M 48,000 – –
AWA
17
Arete Wealth Advisors
Illinois
$1.29M 25,862 +100 +0.4%
KWA
18
KCS Wealth Advisory
California
$1.16M 23,258 +1,369 +6%
MA
19
MUFG Americas
New York
$870K 17,530 +6,195 +55%
AIP
20
Ameritas Investment Partners
Nebraska
– – – –
AWM
21
Altium Wealth Management
New York
$698K 13,960 -750 -5%
Calamos Advisors
22
Calamos Advisors
Illinois
$658K 13,060 -1,805 -12%
PAM
23
Private Asset Management
California
$530K 10,600 +3,100 +41%
Mirae Asset Global Investments
24
Mirae Asset Global Investments
South Korea
$501K 10,029 +3,627 +57%
FPC
25
Falcon Point Capital
California
$457K 9,000 – –
1
2