FLG.PRU

Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU

Overview Fund Activity

26 hedge funds and large institutions have $183M invested in Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES in 2013 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 5 increasing their positions, 5 reducing their positions, and 1 closing their positions.

Holders
26
Holders Change
+10
Holders Change %
+62.5%
% of All Funds
0.84%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
5
Reduced
5
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Victory Capital Management
1
Victory Capital Management
Texas
$22.5M
2
KG
2
Killen Group
Pennsylvania
$13.7M
3
OCM
3
Oaktree Capital Management
California
$16.4M
4
Calamos Advisors
4
Calamos Advisors
Illinois
$7.47M
5
FCAM
5
F&C Asset Management
United Kingdom
$7.32M

Top Sellers

1
KeyBank National Association
1
KeyBank National Association
Ohio
$2.27M
2
Citigroup
2
Citigroup
New York
$32.2M
3
ZA
3
Zazove Associates
Nevada
$33.4M
4
Neuberger Berman Group
4
Neuberger Berman Group
New York
$427K
5
ACM
5
Advent Capital Management
New York
$141K
Name Market Value Shares Shares
Change 		Shares
Change %
ZA
1
Zazove Associates
Nevada
$33.4M 683,549 -148,315 -18%
Citigroup
2
Citigroup
New York
$32.2M 663,759 -186,160 -22%
WCM
3
Waterstone Capital Management
Minnesota
– – – –
Victory Capital Management
4
Victory Capital Management
Texas
$22.5M 463,741 +463,741 New
OCM
5
Oaktree Capital Management
California
$16.4M 332,500 +182,500 +122%
KG
6
Killen Group
Pennsylvania
$13.7M 278,050 +278,050 New
Calamos Advisors
7
Calamos Advisors
Illinois
$7.47M 153,036 +153,036 New
FCAM
8
F&C Asset Management
United Kingdom
$7.32M 150,000 +150,000 New
CI
9
Cincinnati Insurance
Ohio
$4.61M 95,000 – –
MAA
10
Managed Account Advisors
New Jersey
$3.74M 77,026 -2,470 -3%
Federated Hermes
11
Federated Hermes
Pennsylvania
$3.06M 62,400 – –
Bessemer Group
12
Bessemer Group
New Jersey
$2.43M 50,000 +50,000 New
DCM
13
Dinsmore Capital Management
New Jersey
$2.36M 48,000 – –
KeyBank National Association
14
KeyBank National Association
Ohio
$2.27M 46,666 -434,355 -90%
NIP
15
Nicholas Investment Partners
California
$2.19M 45,055 +45,055 New
Thrivent Financial for Lutherans
16
Thrivent Financial for Lutherans
Minnesota
$1.71M 35,000 – –
Barclays
17
Barclays
United Kingdom
$793K 16,530 +8,958 +118%
CS
18
Credit Suisse
Switzerland
$626K 12,900 +12,900 New
RFC
19
Regions Financial Corp
Alabama
$443K 9,120 +9,120 New
Wells Fargo
20
Wells Fargo
California
$430K 8,872 +6,971 +367%
Neuberger Berman Group
21
Neuberger Berman Group
New York
$427K 8,800 -31,475 -78%
SB
22
Suntrust Banks
Georgia
$405K 8,355 +8,355 New
Northern Trust
23
Northern Trust
Illinois
$291K 6,000 +6,000 New
U
24
UBS
Switzerland
$144K 2,959 +207 +8%
ACM
25
Advent Capital Management
New York
– – -2,968 Closed
1
2