FLG.PRU

Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU

Overview Fund Activity

33 hedge funds and large institutions have $117M invested in Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES in 2018 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 12 reducing their positions, and 6 closing their positions.

Holders
33
Holders Change
-1
Holders Change %
-2.94%
% of All Funds
0.74%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
5
Increased
8
Reduced
12
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CS
1
Credit Suisse
Switzerland
$6.27M
2
Thrivent Financial for Lutherans
2
Thrivent Financial for Lutherans
Minnesota
$12.6M
3
AIP
3
Ameritas Investment Partners
Nebraska
$733K
4
UCFA
4
United Capital Financial Advisors
Texas
$242K
5
Victory Capital Management
5
Victory Capital Management
Texas
$21.8M

Top Sellers

1
ZA
1
Zazove Associates
Nevada
$0
2
ACM
2
Advent Capital Management
New York
$12.6M
3
GF
3
Gabelli Funds
New York
$2.14M
4
AWA
4
Arete Wealth Advisors
Illinois
$1.14M
5
SIM
5
SSI Investment Management
California
$4.49M
Name Market Value Shares Shares
Change 		Shares
Change %
WCM
1
Waterstone Capital Management
Minnesota
$23M 485,137 – –
Victory Capital Management
2
Victory Capital Management
Texas
$21.8M 489,560 +2,789 +0.6%
Thrivent Financial for Lutherans
3
Thrivent Financial for Lutherans
Minnesota
$12.6M 284,575 +40,000 +16%
ACM
4
Advent Capital Management
New York
$12.6M 280,852 -63,552 -18%
CCM
5
Cutler Capital Management
Massachusetts
$7.72M 172,442 -5,011 -3%
Federated Hermes
6
Federated Hermes
Pennsylvania
$6.28M 141,477 – –
CS
7
Credit Suisse
Switzerland
$6.27M 140,055 +140,055 New
SIM
8
SSI Investment Management
California
$4.49M 100,382 -11,118 -10%
Bank of America
9
Bank of America
North Carolina
$3.69M 82,539 -800 -1%
Wells Fargo
10
Wells Fargo
California
$2.92M 65,151 +537 +0.8%
FCMC
11
Founders Capital Management (Connecticut)
Connecticut
$2.25M 50,310 -2,461 -5%
Morgan Stanley
12
Morgan Stanley
New York
$2.23M 50,169 +1,833 +4%
PCM
13
Palisade Capital Management
New Jersey
$2.15M 46,366 – –
GF
14
Gabelli Funds
New York
$2.14M 48,000 -16,000 -25%
AWA
15
Arete Wealth Advisors
Illinois
$1.14M 25,362 -12,774 -33%
AWM
16
Altium Wealth Management
New York
$799K 17,860 -100 -0.6%
AIP
17
Ameritas Investment Partners
Nebraska
$733K 16,400 +16,400 New
Calamos Advisors
18
Calamos Advisors
Illinois
$690K 15,200 -1,220 -7%
KWA
19
KCS Wealth Advisory
California
$666K 14,883 +1,837 +14%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$502K 11,215 +300 +3%
ADBIC
21
A.D. Beadell Investment Counsel
Wisconsin
$465K 10,395 -1,350 -11%
FPC
22
Falcon Point Capital
California
$452K 10,000 – –
SIM
23
Sonora Investment Management
Arizona
$435K 9,720 – –
GI
24
GAMCO Investors
Connecticut
$335K 7,500 +500 +7%
TA
25
Teton Advisors
New York
$268K 6,000 – –
1
2