FLG.PRU

Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU

Overview Fund Activity

27 hedge funds and large institutions have $157M invested in Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES in 2016 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 5 reducing their positions, and 1 closing their positions.

Holders
27
Holders Change
+2
Holders Change %
+8%
% of All Funds
0.72%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
4
Increased
5
Reduced
5
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ZA
1
Zazove Associates
Nevada
$41M
2
Victory Capital Management
2
Victory Capital Management
Texas
$25.3M
3
SIM
3
Sonora Investment Management
Arizona
$711K
4
ADBIC
4
A.D. Beadell Investment Counsel
Wisconsin
$271K
5
Wells Fargo
5
Wells Fargo
California
$1.31M

Top Sellers

1
Citigroup
1
Citigroup
New York
$11.6M
2
CS
2
Credit Suisse
Switzerland
$0
3
Bank of America
3
Bank of America
North Carolina
$2.67M
4
UBS Group
4
UBS Group
Switzerland
$49K
5
MWAC
5
Mariner Wealth Advisors (Cincinnati)
Ohio
$371K
Name Market Value Shares Shares
Change 		Shares
Change %
ZA
1
Zazove Associates
Nevada
$41M 818,636 +818,636 New
Victory Capital Management
2
Victory Capital Management
Texas
$25.3M 500,403 +7,962 +2%
WCM
3
Waterstone Capital Management
Minnesota
– – – –
Citigroup
4
Citigroup
New York
$11.6M 229,437 -103,339 -31%
Federated Hermes
5
Federated Hermes
Pennsylvania
$10.9M 216,747 – –
GLI
6
Guardian Life Insurance
New York
$8.78M 175,000 – –
Bank of Montreal
7
Bank of Montreal
Ontario, Canada
– – – –
Bessemer Group
8
Bessemer Group
New Jersey
$5.23M 104,500 – –
CI
9
Cincinnati Insurance
Ohio
$4.76M 95,000 – –
Thrivent Financial for Lutherans
10
Thrivent Financial for Lutherans
Minnesota
$3.82M 75,875 – –
Bank of America
11
Bank of America
North Carolina
$2.67M 52,809 -1,742 -3%
GF
12
Gabelli Funds
New York
$2.42M 48,000 – –
Morgan Stanley
13
Morgan Stanley
New York
$1.97M 39,003 +390 +1%
FPC
14
Falcon Point Capital
California
$1.77M 35,000 – –
KeyBank National Association
15
KeyBank National Association
Ohio
$1.6M 31,791 – –
Wells Fargo
16
Wells Fargo
California
$1.31M 26,050 +2,402 +10%
Calamos Advisors
17
Calamos Advisors
Illinois
$1.25M 24,880 -50 -0.2%
SIM
18
Sonora Investment Management
Arizona
$711K 14,095 +6,600 +88%
Neuberger Berman Group
19
Neuberger Berman Group
New York
$444K 8,800 – –
MWAC
20
Mariner Wealth Advisors (Cincinnati)
Ohio
$371K 7,346 -125 -2%
ADBIC
21
A.D. Beadell Investment Counsel
Wisconsin
$271K 5,390 +5,390 New
UBS Group
22
UBS Group
Switzerland
$49K 973 -169 -15%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$41K 815 – –
MFS
24
MSI Financial Services
Massachusetts
$12K 242 +242 New
WEC
25
Winslow Evans & Crocker
Massachusetts
$10.1K 200 – –
1
2