FLG.PRU

Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU

Overview Fund Activity

34 hedge funds and large institutions have $161M invested in Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 3 closing their positions.

Holders
34
Holders Change
+1
Holders Change %
+3.03%
% of All Funds
0.85%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
4
Increased
8
Reduced
8
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CIP
1
Chartwell Investment Partners
Pennsylvania
$5.74M
2
ACM
2
Advent Capital Management
New York
$20.5M
3
Thrivent Financial for Lutherans
3
Thrivent Financial for Lutherans
Minnesota
$9.16M
4
FCMC
4
Founders Capital Management (Connecticut)
Connecticut
$2.71M
5
SIM
5
SSI Investment Management
California
$2.58M

Top Sellers

1
ZA
1
Zazove Associates
Nevada
$23.3M
2
KeyBank National Association
2
KeyBank National Association
Ohio
$0
3
Victory Capital Management
3
Victory Capital Management
Texas
$20.1M
4
CCM
4
Cutler Capital Management
Massachusetts
$9.17M
5
Calamos Advisors
5
Calamos Advisors
Illinois
$839K
Name Market Value Shares Shares
Change 		Shares
Change %
WCM
1
Waterstone Capital Management
Minnesota
$24.7M 485,137 – –
ZA
2
Zazove Associates
Nevada
$23.3M 458,509 -90,849 -17%
ACM
3
Advent Capital Management
New York
$20.5M 404,832 +71,721 +22%
Victory Capital Management
4
Victory Capital Management
Texas
$20.1M 394,724 -16,637 -4%
CCM
5
Cutler Capital Management
Massachusetts
$9.17M 180,372 -5,084 -3%
Thrivent Financial for Lutherans
6
Thrivent Financial for Lutherans
Minnesota
$9.16M 181,875 +55,000 +43%
Federated Hermes
7
Federated Hermes
Pennsylvania
$7.19M 141,477 – –
Bank of Montreal
8
Bank of Montreal
Ontario, Canada
– – – –
CIP
9
Chartwell Investment Partners
Pennsylvania
$5.74M 112,835 +112,835 New
Bessemer Group
10
Bessemer Group
New Jersey
$5.28M 104,500 – –
CI
11
Cincinnati Insurance
Ohio
$4.83M 95,000 – –
GF
12
Gabelli Funds
New York
$3.25M 64,000 – –
Bank of America
13
Bank of America
North Carolina
$2.91M 57,140 +115 +0.2%
Wells Fargo
14
Wells Fargo
California
$2.82M 55,507 -547 -1%
FCMC
15
Founders Capital Management (Connecticut)
Connecticut
$2.71M 53,268 +53,268 New
SIM
16
SSI Investment Management
California
$2.58M 51,281 +43,781 +584%
FPC
17
Falcon Point Capital
California
$1.77M 35,000 – –
Morgan Stanley
18
Morgan Stanley
New York
$1.32M 26,028 -238 -0.9%
AWA
19
Arete Wealth Advisors
Illinois
$1.1M 21,526 +6,385 +42%
Calamos Advisors
20
Calamos Advisors
Illinois
$839K 16,410 -1,495 -8%
AIP
21
Ameritas Investment Partners
Nebraska
– – – –
ADBIC
22
A.D. Beadell Investment Counsel
Wisconsin
$663K 13,046 +2,161 +20%
SIM
23
Sonora Investment Management
Arizona
$643K 12,645 -300 -2%
Neuberger Berman Group
24
Neuberger Berman Group
New York
$392K 7,700 +100 +1%
SB
25
Suntrust Banks
Georgia
$374K 7,362 – –
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