FLG.PRU

Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU

Overview Fund Activity

36 hedge funds and large institutions have $132M invested in Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES in 2019 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 5 closing their positions.

Holders
36
Holders Change
+1
Holders Change %
+2.86%
% of All Funds
0.71%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
6
Increased
10
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ZA
1
Zazove Associates
Nevada
$7.96M
2
BlackRock
2
BlackRock
New York
$7.08M
3
PAM
3
Private Asset Management
California
$1.44M
4
AIP
4
Ameritas Investment Partners
Nebraska
$831K
5
Thrivent Financial for Lutherans
5
Thrivent Financial for Lutherans
Minnesota
$5.5M

Top Sellers

1
Victory Capital Management
1
Victory Capital Management
Texas
$23M
2
CL
2
CSS LLC
Illinois
$0
3
ACM
3
Advent Capital Management
New York
$15.7M
4
MA
4
MUFG Americas
New York
$0
5
Calamos Advisors
5
Calamos Advisors
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
WCM
1
Waterstone Capital Management
Minnesota
$24.6M 485,137 – –
Victory Capital Management
2
Victory Capital Management
Texas
$23M 454,542 -74,469 -14%
ACM
3
Advent Capital Management
New York
$15.7M 309,439 -44,829 -13%
CCM
4
Cutler Capital Management
Massachusetts
$8.8M 173,481 -350 -0.2%
ZA
5
Zazove Associates
Nevada
$7.96M 157,423 +157,423 New
BlackRock
6
BlackRock
New York
$7.08M 139,697 +19,288 +16%
SIM
7
SSI Investment Management
California
$5.53M 109,000 +4,000 +4%
Thrivent Financial for Lutherans
8
Thrivent Financial for Lutherans
Minnesota
$5.5M 108,502 +10,000 +10%
Federated Hermes
9
Federated Hermes
Pennsylvania
$5.31M 104,777 – –
Bank of America
10
Bank of America
North Carolina
$4.44M 87,536 -1,002 -1%
PCM
11
Palisade Capital Management
New Jersey
$4.34M 86,366 – –
Wells Fargo
12
Wells Fargo
California
$3.39M 66,753 +36 +0.1%
Morgan Stanley
13
Morgan Stanley
New York
$2.85M 56,327 +780 +1%
GF
14
Gabelli Funds
New York
$2.43M 48,000 – –
FCMC
15
Founders Capital Management (Connecticut)
Connecticut
$2.35M 46,252 -1,806 -4%
PAM
16
Private Asset Management
California
$1.44M 28,295 +17,695 +167%
KWA
17
KCS Wealth Advisory
California
$1.37M 27,043 +3,785 +16%
AWA
18
Arete Wealth Advisors
Illinois
$1.31M 25,813 -49 -0.2%
AIP
19
Ameritas Investment Partners
Nebraska
$831K 16,400 +16,400 New
AWM
20
Altium Wealth Management
New York
$670K 13,206 -754 -5%
Mirae Asset Global Investments
21
Mirae Asset Global Investments
South Korea
$609K 12,009 +1,980 +20%
FPC
22
Falcon Point Capital
California
$454K 9,000 – –
SIM
23
Sonora Investment Management
Arizona
$409K 8,070 -400 -5%
GI
24
GAMCO Investors
Connecticut
$380K 7,500 – –
TA
25
Teton Advisors
New York
$304K 6,000 – –
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