Falcon Point Capital’s Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES FLG.PRU Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-9,000	Closed	-$402K	–	65
2020 Q2	$402K	Hold	9,000	–	–	1.97%	15
2020 Q1	$372K	Hold	9,000	–	–	0.81%	44
2019 Q4	$454K	Hold	9,000	–	–	0.58%	62
2019 Q3	$457K	Hold	9,000	–	–	0.25%	65
2019 Q2	$431K	Sell	9,000 -1,000	-10%	-$47.9K	0.23%	66
2019 Q1	$482K	Hold	10,000	–	–	0.26%	68
2018 Q4	$452K	Hold	10,000	–	–	0.27%	66
2018 Q3	$494K	Sell	10,000 -25,000	-71%	-$1.24M	0.11%	78
2018 Q2	$1.75M	Hold	35,000	–	–	0.34%	57
2018 Q1	$1.75M	Hold	35,000	–	–	0.35%	54
2017 Q4	$1.78M	Hold	35,000	–	–	0.3%	55
2017 Q3	$1.77M	Hold	35,000	–	–	0.26%	60
2017 Q2	$1.8M	Hold	35,000	–	–	0.24%	60
2017 Q1	$1.76M	Hold	35,000	–	–	0.24%	65
2016 Q4	$1.74M	Hold	35,000	–	–	0.23%	60
2016 Q3	$1.74M	Hold	35,000	–	–	0.27%	55
2016 Q2	$1.77M	Hold	35,000	–	–	0.31%	58
2016 Q1	$1.76M	Hold	35,000	–	–	0.3%	54
2015 Q4	$1.75M	Hold	35,000	–	–	0.38%	49
2015 Q3	$1.75M	Hold	35,000	–	–	0.63%	53
2015 Q2	$1.79M	Buy	35,000 +25,000	+250%	+$1.28M	0.61%	51
2015 Q1	$508K	Hold	10,000	–	–	0.39%	80
2014 Q4	$498K	Hold	10,000	–	–	0.46%	79
2014 Q3	$503K	Hold	10,000	–	–	0.42%	93
2014 Q2	$492K	Hold	10,000	–	–	0.49%	79
2014 Q1	$487K	Buy	+10,000	New	+$487K	0.47%	84