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First Trust Smith Opportunistic Fixed Income ETF

319 hedge funds and large institutions have $3.77B invested in First Trust Smith Opportunistic Fixed Income ETF in 2023 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 151 increasing their positions, 121 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 151 | Existing positions reduced: 121

1% more capital invested

Capital invested by funds: $3.72B → $3.77B (+$46.2M)

0% more funds holding in top 10

Funds holding in top 10: 4242 (0)

1.62% less ownership

Funds ownership: 86.99%85.37% (-1.6%)

4% less funds holding

Funds holding: 331319 (-12)

20% less first-time investments, than exits

New positions opened: 24 | Existing positions closed: 30

Holders
319
Holders Change
-12
Holders Change %
-3.63%
% of All Funds
5.06%
Holding in Top 10
42
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.67%
New
24
Increased
151
Reduced
121
Closed
30
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SFC
101
Strategic Financial Concepts
Texas
$5.43M +$1.41M +32,498 +34%
BFEC
102
Benjamin F. Edwards & Company
Missouri
$5.36M +$701K +16,155 +15%
Baird Financial Group
103
Baird Financial Group
Wisconsin
$5.34M +$2.78M +64,151 +102%
SWP
104
Stratos Wealth Partners
Ohio
$5.31M +$1.23M +28,275 +29%
Citadel Advisors
105
Citadel Advisors
Florida
$5.31M +$4.13M +95,217 +308%
AssetMark Inc
106
AssetMark Inc
California
$5.26M +$3.63M +83,725 +203%
PFA
107
Pinnacle Family Advisors
Missouri
$5.17M +$337K +7,777 +7%
GWM
108
Geneos Wealth Management
Colorado
$5.06M +$171K +3,949 +3%
AAS
109
Ameritas Advisory Services
Nebraska
$5.05M +$4.49M +103,593 +606%
ACA
110
Aptus Capital Advisors
Alabama
$4.92M +$5.05M +116,444 +18,513%
GWANC
111
Guardian Wealth Advisors (North Carolina)
North Carolina
$4.92M +$5.08M +117,073 New
LWMNY
112
Landmark Wealth Management (New York)
New York
$4.88M +$136K +3,136 +3%
SOS
113
Silver Oak Securities
Tennessee
$4.81M +$600K +13,828 +14%
CP
114
Capital Planning
Washington
$4.8M +$18K +414 +0.4%
UWM
115
USAdvisors Wealth Management
Minnesota
$4.67M +$838K +19,313 +21%
Northwestern Mutual Wealth Management
116
Northwestern Mutual Wealth Management
Wisconsin
$4.65M +$3.23M +74,368 +205%
NFG
117
Nations Financial Group
Iowa
$4.6M +$1.97M +45,369 +71%
OIA
118
OneDigital Investment Advisors
Kansas
$4.51M -$13.7K -315 -0.3%
MML Investors Services
119
MML Investors Services
Massachusetts
$4.5M +$493K +11,356 +12%
BBL
120
Beck Bode LLC
Massachusetts
$4.43M -$219K -5,039 -5%
GWP
121
Gateway Wealth Partners
Wisconsin
$4.31M +$896K +20,647 +25%
PAS
122
Park Avenue Securities
New York
$4.03M +$837K +19,301 +25%
FA
123
Fagan Associates
New York
$3.87M +$73.1K +1,685 +2%
NFP
124
NorthLanding Financial Partners
New York
$3.86M +$188K +4,322 +5%
BRWA
125
B. Riley Wealth Advisors
Florida
$3.83M +$1.39M +31,999 +54%

FIXD Hedge Fund Activity: Q3 2023 in Review

319 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Opportunistic Fixed Income ETF (FIXD) for Q3 2023, worth a combined $3.77B — up 1.2% from $3.72B a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of FIXD and 24 opened new positions — a net loss of 6 holders — while 121 trimmed existing stakes and 151 added.

The largest buyer was LPL Financial, adding an estimated $60.4M. The largest seller was Hantz Financial Services, cutting an estimated $50.4M.

  • 319 institutional investors held First Trust Smith Opportunistic Fixed Income ETF (FIXD) as of Q3 2023, down from 331 in Q2 2023.
  • Funds reported $3.77B of First Trust Smith Opportunistic Fixed Income ETF stock for Q3 2023, up 1.2% quarter-over-quarter.
  • 24 funds opened new First Trust Smith Opportunistic Fixed Income ETF positions in Q3 2023 and 30 closed out, a net change of -6 holders.
  • The largest First Trust Smith Opportunistic Fixed Income ETF buyer in Q3 2023 was LPL Financial, an estimated $60.4M added.
  • The largest First Trust Smith Opportunistic Fixed Income ETF seller in Q3 2023 was Hantz Financial Services, an estimated $50.4M sold.

Based on aggregated 13F filings for Q3 2023.