We are live on ! Find out more
FIXD icon

First Trust Smith Opportunistic Fixed Income ETF
FIXD

132 hedge funds and large institutions have $843M invested in First Trust Smith Opportunistic Fixed Income ETF in 2019 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 73 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

483% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 6

421% more repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 14

41% more capital invested

Capital invested by funds: $599M → $843M (+$245M)

33% more funds holding in top 10

Funds holding in top 10: 6 → 8 (+2)

25% more funds holding

Funds holding: 106 → 132 (+26)

2.33% more ownership

Funds ownership: 66.08% → 68.41% (+2.3%)

Holders
132
Holders Change
+26
Holders Change %
+24.53%
% of All Funds
2.6%
Holding in Top 10
8
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+33.33%
% of All Funds
0.16%
New
35
Increased
73
Reduced
14
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$27.9M
2
Wells Fargo
Wells Fargo
California
+$21.4M
3
BWL
Bogart Wealth LLC
Virginia
+$20.7M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$14.6M
5
UBS Group
UBS Group
Switzerland
+$12.2M

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$5.21M
2
Jane Street
Jane Street
New York
-$1.9M
3
HI
Horizon Investments
North Carolina
-$964K
4
KA
Kovack Advisors
Florida
-$290K
5
RCG
Ruggie Capital Group
Florida
-$237K
Name Holding Trade Value Shares
Change 		Change in
Stake
TPWA
51
TRUE Private Wealth Advisors
Oregon
$2.36M +$2.38M +45,474 New
NA
52
NewEdge Advisors
Louisiana
$2.31M +$723K +13,801 +45%
GBBWRPM
53
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$2.23M +$608K +11,608 +37%
SCA
54
Snowden Capital Advisors
New York
$1.96M +$1.56M +29,848 +372%
WA
55
WESPAC Advisors
California
$1.9M -$144K -2,742 -7%
CFGS
56
Concourse Financial Group Securities
Alabama
$1.81M +$1.42M +27,173 +350%
PFS
57
Prospera Financial Services
Texas
$1.68M +$50.7K +967 +3%
FHA
58
First Horizon Advisors
Tennessee
$1.65M +$1.66M +31,760 +31,760%
WAS
59
Wealth Advisory Solutions
Indiana
$1.56M +$1.58M +30,181 New
KA
60
Kovack Advisors
Florida
$1.56M -$290K -5,535 -16%
APA
61
American Portfolios Advisors
New York
$1.55M +$307K +5,869 +24%
FTUS
62
Flow Traders U.S.
New York
$1.55M +$1.56M +29,828 New
WI
63
Wintrust Investments
Illinois
$1.53M +$647K +12,360 +72%
LFG
64
Larson Financial Group
Missouri
$1.45M +$723K +13,798 +98%
SPC
65
Sigma Planning Corp
Michigan
$1.44M +$630K +12,018 +76%
LFAS
66
Level Four Advisory Services
Texas
$1.43M +$63.1K +1,205 +5%
US Bancorp
67
US Bancorp
Minnesota
$1.3M +$116K +2,208 +10%
W
68
WealthOne
New York
$1.26M +$17.1K +327 +1%
CF
69
Centaurus Financial
California
$1.26M +$1.68K +32 +0.1%
Baird Financial Group
70
Baird Financial Group
Wisconsin
$1.26M +$723K +13,803 +132%
GWM
71
Geneos Wealth Management
Colorado
$1.17M +$209K +3,985 +21%
WIA
72
Wealthstreet Investment Advisors
Texas
$1.15M – – –
RA
73
RFG Advisory
Alabama
$1.14M +$617K +11,774 +114%
CWM
74
Cornerstone Wealth Management
Missouri
$1.11M +$85.3K +1,629 +8%
FHC
75
First Heartland Consultants
Missouri
$1.04M +$611K +11,673 +138%
1 2
3
4 5

FIXD Hedge Fund Activity: Q4 2019 in Review

132 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Opportunistic Fixed Income ETF (FIXD) for Q4 2019, worth a combined $843M — up 41% from $599M a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new FIXD positions and 6 closed out — a net gain of 29 holders — while 73 added to existing stakes and 14 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $27.9M. The largest seller was Bank of America, cutting an estimated $5.21M.

  • 132 institutional investors held First Trust Smith Opportunistic Fixed Income ETF (FIXD) as of Q4 2019, up from 106 in Q3 2019.
  • Funds reported $843M of First Trust Smith Opportunistic Fixed Income ETF stock for Q4 2019, up 41% quarter-over-quarter.
  • 35 funds opened new First Trust Smith Opportunistic Fixed Income ETF positions in Q4 2019 and 6 closed out, a net change of +29 holders.
  • The largest First Trust Smith Opportunistic Fixed Income ETF buyer in Q4 2019 was Morgan Stanley, an estimated $27.9M added.
  • The largest First Trust Smith Opportunistic Fixed Income ETF seller in Q4 2019 was Bank of America, an estimated $5.21M sold.

Based on aggregated 13F filings for Q4 2019.