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First Trust Smith Opportunistic Fixed Income ETF

288 hedge funds and large institutions have $3.63B invested in First Trust Smith Opportunistic Fixed Income ETF in 2021 Q3 according to their latest regulatory filings, with 31 funds opening new positions, 145 increasing their positions, 90 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 19

61% more repeat investments, than reductions

Existing positions increased: 145 | Existing positions reduced: 90

12% more funds holding in top 10

Funds holding in top 10: 3438 (+4)

2% more funds holding

Funds holding: 281288 (+7)

1% more capital invested

Capital invested by funds: $3.61B → $3.63B (+$23.5M)

0.82% less ownership

Funds ownership: 69.35%68.53% (-0.82%)

Holders
288
Holders Change
+7
Holders Change %
+2.49%
% of All Funds
5.04%
Holding in Top 10
38
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+11.76%
% of All Funds
0.67%
New
31
Increased
145
Reduced
90
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ACG
26
Allen Capital Group
Nebraska
$30M +$1.78M +33,028 +6%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$26.2M -$672K -12,440 -2%
AFA
28
American Financial Advisors
Georgia
$25.7M -$1.41M -26,143 -5%
AWM
29
Affinity Wealth Management
Delaware
$25.2M -$528K -9,775 -2%
SFG
30
SNS Financial Group
Minnesota
$24.4M +$4.93M +91,352 +25%
CAPTRUST Financial Advisors
31
CAPTRUST Financial Advisors
North Carolina
$24.2M +$15.7M +291,512 +181%
DWM
32
Darwin Wealth Management
Florida
$23.7M -$607K -11,247 -2%
Stifel Financial
33
Stifel Financial
Missouri
$23.1M -$9.09M -168,417 -28%
TWM
34
TMD Wealth Management
Arizona
$23M +$572K +10,589 +3%
SWA
35
Stratos Wealth Advisors
Ohio
$22.8M +$1.44M +26,746 +7%
EIA
36
Eldridge Investment Advisors
New Hampshire
$21.1M +$2.64M +48,840 +14%
CG
37
CFO4Life Group
Texas
$19.2M +$1.81M +33,462 +10%
Janney Montgomery Scott
38
Janney Montgomery Scott
Pennsylvania
$18.8M +$1.33M +24,672 +8%
LFG
39
Larson Financial Group
Missouri
$17.8M +$2.66M +49,312 +17%
JIP
40
Jaffetilchin Investment Partners
Florida
$16.9M +$1.69M +31,275 +11%
NC
41
NewSquare Capital
Pennsylvania
$16.8M +$4.28M +79,247 +34%
SCM
42
Seascape Capital Management
New Hampshire
$16.7M +$424K +7,846 +3%
Qube Research & Technologies (QRT)
43
Qube Research & Technologies (QRT)
United Kingdom
$16.7M -$4.17M -77,225 -20%
Cambridge Investment Research Advisors
44
Cambridge Investment Research Advisors
Iowa
$16.7M +$1.64M +30,295 +11%
SPIA
45
Steward Partners Investment Advisory
New York
$16.4M -$4.21M -77,904 -20%
SPC
46
Sigma Planning Corp
Michigan
$15.9M -$662K -12,259 -4%
CAN
47
Cetera Advisor Networks
California
$15.7M +$217K +4,019 +1%
IF
48
Intrua Financial
Texas
$15.5M +$2.42M +44,780 +18%
RCAG
49
Rehmann Capital Advisory Group
Michigan
$15.4M +$1.04M +19,260 +7%
IA
50
IFP Advisors
Florida
$15.4M +$6.38M +118,243 +70%

FIXD Hedge Fund Activity: Q3 2021 in Review

288 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Opportunistic Fixed Income ETF (FIXD) for Q3 2021, worth a combined $3.63B — up 0.65% from $3.61B a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new FIXD positions and 19 closed out — a net gain of 12 holders — while 145 added to existing stakes and 90 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $34.7M. The largest seller was Jane Street, cutting an estimated $57.2M.

  • 288 institutional investors held First Trust Smith Opportunistic Fixed Income ETF (FIXD) as of Q3 2021, up from 281 in Q2 2021.
  • Funds reported $3.63B of First Trust Smith Opportunistic Fixed Income ETF stock for Q3 2021, up 0.65% quarter-over-quarter.
  • 31 funds opened new First Trust Smith Opportunistic Fixed Income ETF positions in Q3 2021 and 19 closed out, a net change of +12 holders.
  • The largest First Trust Smith Opportunistic Fixed Income ETF buyer in Q3 2021 was Morgan Stanley, an estimated $34.7M added.
  • The largest First Trust Smith Opportunistic Fixed Income ETF seller in Q3 2021 was Jane Street, an estimated $57.2M sold.

Based on aggregated 13F filings for Q3 2021.