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First Trust Smith Opportunistic Fixed Income ETF
FIXD

283 hedge funds and large institutions have $3.61B invested in First Trust Smith Opportunistic Fixed Income ETF in 2021 Q1 according to their latest regulatory filings, with 49 funds opening new positions, 145 increasing their positions, 77 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

123% more first-time investments, than exits

New positions opened: 49 | Existing positions closed: 22

88% more repeat investments, than reductions

Existing positions increased: 145 | Existing positions reduced: 77

12% more capital invested

Capital invested by funds: $3.21B → $3.61B (+$395M)

11% more funds holding in top 10

Funds holding in top 10: 36 → 40 (+4)

9% more funds holding

Funds holding: 260 → 283 (+23)

3.68% more ownership

Funds ownership: 68.5% → 72.18% (+3.7%)

Holders
283
Holders Change
+23
Holders Change %
+8.85%
% of All Funds
4.97%
Holding in Top 10
40
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+11.11%
% of All Funds
0.7%
New
49
Increased
145
Reduced
77
Closed
22
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
+$90M
2
HI
Horizon Investments
North Carolina
+$54.9M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$52.5M
4
AF
Allworth Financial
California
+$35.7M
5
RIG
RiverFront Investment Group
Virginia
+$32M

Top Sellers

Rank Fund Capital Flow
1
AWMS
Advocacy Wealth Management Services
Georgia
-$56M
2
SS
Simplicity Solutions
Minnesota
-$32.4M
3
Bank of America
Bank of America
North Carolina
-$21.7M
4
IA
IFP Advisors
Florida
-$14.1M
5
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT)
United Kingdom
-$14.1M
Name Holding Trade Value Shares
Change 		Change in
Stake
Citigroup
276
Citigroup
New York
$6K – – –
GI
277
Gradient Investments
Minnesota
$6K +$5.76K +107 New
PFA
278
Professional Financial Advisors
Nebraska
$3K +$3.5K +65 New
WAS
279
Wealth Advisory Solutions
Indiana
$3K +$524K +9,748 +18%
MA
280
MBA Advisors
Pennsylvania
$1.16K +$1.18M +21,857 New
PFGIA
281
Patriot Financial Group Insurance Agency
Massachusetts
$1K – – –
SWM
282
Sugarloaf Wealth Management
Georgia
$111 -$87.7K -1,630 -44%
QA
283
Quantitative Advantage
Minnesota
– -$13.1M -238,504 Closed
AAM
284
Ascension Asset Management
New York
– -$6.81M -124,460 Closed
RA
285
RiverTree Advisors
Florida
– -$6M -109,700 Closed
RIA
286
Regal Investment Advisors
Michigan
– -$5.97M -109,092 Closed
FI
287
FormulaFolio Investments
Michigan
– -$4.7M -85,846 Closed
SFWC
288
Strategic Family Wealth Counselors
New Jersey
– -$1.67M -30,518 Closed
CCFM
289
Clear Creek Financial Management
Washington
– -$1.49M -27,152 Closed
PA
290
PSI Advisors
Florida
– -$1.36M -24,950 Closed
VFM
291
Vivid Financial Management
California
– -$1.34M -24,485 Closed
FFN
292
Focus Financial Network
Minnesota
– -$1.18M -21,562 Closed
Renaissance Technologies
293
Renaissance Technologies
New York
– -$1M -18,300 Closed
QAM
294
Q3 Asset Management
Michigan
– -$991K -18,120 Closed
PFA
295
Plotkin Financial Advisors
Maryland
– -$915K -16,712 Closed
PAG
296
Private Advisory Group
Washington
– -$776K -14,180 Closed
M&T Bank
297
M&T Bank
New York
– -$729K -13,313 Closed
FWM
298
Frontier Wealth Management
Missouri
– -$440K -8,042 Closed
CFP
299
Curran Financial Partners
South Carolina
– -$414K -7,557 Closed
HIA
300
Harbor Investment Advisory
Maryland
– -$244K -4,450 Closed
9 10 11
12
13

FIXD Hedge Fund Activity: Q1 2021 in Review

283 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Opportunistic Fixed Income ETF (FIXD) for Q1 2021, worth a combined $3.61B — up 12% from $3.21B a quarter earlier.

Buyers outnumbered sellers: 49 funds opened new FIXD positions and 22 closed out — a net gain of 27 holders — while 145 added to existing stakes and 77 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $90M. The largest seller was Advocacy Wealth Management Services, cutting an estimated $56M.

  • 283 institutional investors held First Trust Smith Opportunistic Fixed Income ETF (FIXD) as of Q1 2021, up from 260 in Q4 2020.
  • Funds reported $3.61B of First Trust Smith Opportunistic Fixed Income ETF stock for Q1 2021, up 12% quarter-over-quarter.
  • 49 funds opened new First Trust Smith Opportunistic Fixed Income ETF positions in Q1 2021 and 22 closed out, a net change of +27 holders.
  • The largest First Trust Smith Opportunistic Fixed Income ETF buyer in Q1 2021 was Citadel Advisors, an estimated $90M added.
  • The largest First Trust Smith Opportunistic Fixed Income ETF seller in Q1 2021 was Advocacy Wealth Management Services, an estimated $56M sold.

Based on aggregated 13F filings for Q1 2021.