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First Trust Large Cap Core AlphaDEX Fund

123 hedge funds and large institutions have $848M invested in First Trust Large Cap Core AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 46 increasing their positions, 59 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.18% less ownership

Funds ownership: 56.33%56.16% (-0.18%)

3% less capital invested

Capital invested by funds: $870M → $848M (-$21.8M)

5% less funds holding

Funds holding: 129123 (-6)

22% less repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 59

25% less funds holding in top 10

Funds holding in top 10: 86 (-2)

30% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 10

Holders
123
Holders Change
-6
Holders Change %
-4.65%
% of All Funds
3.07%
Holding in Top 10
6
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-25%
% of All Funds
0.15%
New
7
Increased
46
Reduced
59
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SFWA
101
Summit Financial Wealth Advisors
Louisiana
$239K -$2.19M -40,737 -90%
AIM
102
Advantage Investment Management
Iowa
$221K +$24.6K +457 +13%
Northern Trust
103
Northern Trust
Illinois
$206K +$202K +3,749 New
PMFA
104
Plante Moran Financial Advisors
Michigan
$197K
BF
105
BOK Financial
Oklahoma
$158K +$155K +2,890 New
ACM
106
Aviance Capital Management
Florida
$155K -$170K -3,161 -53%
FANJ
107
Financial Architects (New Jersey)
New Jersey
$149K +$54 +1 +0%
WEC
108
Winslow Evans & Crocker
Massachusetts
$111K -$279K -5,180 -72%
RFWA
109
RPg Family Wealth Advisory
Massachusetts
$105K +$10.2K +190 +11%
NFG
110
Next Financial Group
Texas
$98K
TWA
111
TCI Wealth Advisors
Arizona
$37K
WAP
112
Wealthcare Advisory Partners
Pennsylvania
$37K
AIS
113
Accurate Investment Solutions
Pennsylvania
$22K +$54 +1 +0.2%
JFGIW
114
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$19K +$18.7K +347 New
BWL
115
Bogart Wealth LLC
Virginia
$7K +$6.99K +130 New
Northwestern Mutual Wealth Management
116
Northwestern Mutual Wealth Management
Wisconsin
$7K +$7.1K +132 New
AA
117
AlphaMark Advisors
Kentucky
$6K -$15.6K -290 -73%
SEI Investments
118
SEI Investments
Pennsylvania
$4K -$51.3K -953 -94%
HDIM
119
Hanson & Doremus Investment Management
Vermont
$4K
CFA
120
Carroll Financial Associates
North Carolina
$3K
IWMA
121
Ironwood Wealth Management (Arizona)
Arizona
$2K +$1.61K +30 New
MA
122
MCF Advisors
Kentucky
$1K
SS
123
Simplicity Solutions
Minnesota
-$3.75M -70,530 Closed
Jane Street
124
Jane Street
New York
-$1.21M -22,795 Closed
HB
125
Homrich & Berg
Georgia
-$976K -18,363 Closed

FEX Hedge Fund Activity: Q3 2017 in Review

123 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q3 2017, worth a combined $848M — down 2.5% from $870M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of FEX and 7 opened new positions — a net loss of 3 holders — while 59 trimmed existing stakes and 46 added.

The largest buyer was Bank of America, adding an estimated $16.4M. The largest seller was Wells Fargo, cutting an estimated $13.5M.

  • 123 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q3 2017, down from 129 in Q2 2017.
  • Funds reported $848M of First Trust Large Cap Core AlphaDEX Fund stock for Q3 2017, down 2.5% quarter-over-quarter.
  • 7 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q3 2017 and 10 closed out, a net change of -3 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q3 2017 was Bank of America, an estimated $16.4M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q3 2017 was Wells Fargo, an estimated $13.5M sold.

Based on aggregated 13F filings for Q3 2017.