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First Trust Large Cap Core AlphaDEX Fund

112 hedge funds and large institutions have $1.1B invested in First Trust Large Cap Core AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 39 increasing their positions, 39 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 8

20% more funds holding in top 10

Funds holding in top 10: 56 (+1)

12% more capital invested

Capital invested by funds: $980M → $1.1B (+$120M)

10% more funds holding

Funds holding: 102112 (+10)

9.47% more ownership

Funds ownership: 58.46%67.92% (+9.5%)

0% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 39

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $2K

Holders
112
Holders Change
+10
Holders Change %
+9.8%
% of All Funds
2.94%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.16%
New
20
Increased
39
Reduced
39
Closed
8
Calls
Puts
$2K
Net Calls
-$2K
Net Calls Change
+$3K
Name Holding Trade Value Shares
Change
Change in
Stake
LIA
51
LBMC Investment Advisors
Tennessee
$1.53M +$5.06K +115 +0.3%
AFWA
52
Ancora Family Wealth Advisors
Ohio
$1.52M -$39.7K -903 -3%
FWM
53
Frontier Wealth Management
Missouri
$1.48M +$150K +3,414 +11%
RPG
54
Risk Paradigm Group
Texas
$1.46M +$1.48M +33,768 New
IA
55
IFP Advisors
Florida
$1.42M +$1.44M +32,707 New
KA
56
Kovack Advisors
Florida
$1.32M -$14.5K -330 -1%
ICOA
57
Investment Centers of America
North Dakota
$1.25M -$220K -4,997 -15%
GS
58
Girard Securities
California
$1.25M +$1.27M +28,806 New
KP
59
Keel Point
Alabama
$1.17M +$1.19M +26,968 New
OC
60
Oppenheimer & Co
New York
$1.16M -$1.54M -34,994 -57%
AI
61
Atria Investments
North Carolina
$1.14M +$1.23M +27,998 New
CA
62
Cetera Advisors
Colorado
$1.14M -$158K -3,590 -12%
ASN
63
Advisory Services Network
Georgia
$1.12M +$693K +15,753 +155%
SS
64
Simplicity Solutions
Minnesota
$942K +$89.3K +2,030 +10%
SAM
65
SignalPoint Asset Management
Missouri
$919K -$28.4K -645 -3%
BW
66
Bison Wealth
Georgia
$910K +$121K +2,748 +15%
FHC
67
First Heartland Consultants
Missouri
$743K +$132 +3 +0%
AFP
68
Ausdal Financial Partners
Iowa
$740K +$752K +17,104 New
VKH
69
Virtu KCG Holdings
New York
$730K +$742K +16,864 New
PAG
70
Private Advisor Group
New Jersey
$713K +$132K +2,998 +22%
SWP
71
Stratos Wealth Partners
Ohio
$676K -$352K -8,005 -34%
WEC
72
Winslow Evans & Crocker
Massachusetts
$670K +$10.1K +230 +2%
CAM
73
Concorde Asset Management
Michigan
$626K +$14.3K +326 +2%
LWAC
74
Laurel Wealth Advisors (California)
California
$579K +$588K +13,376 New
BF
75
BOK Financial
Oklahoma
$574K

FEX Hedge Fund Activity: Q4 2015 in Review

112 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q4 2015, worth a combined $1.1B — up 12% from $980M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FEX positions and 8 closed out — a net gain of 12 holders — while 39 added to existing stakes and 39 trimmed.

The largest buyer was LPL Financial, adding an estimated $64.6M. The largest seller was BB&T Securities, cutting an estimated $8.99M.

  • 112 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q4 2015, up from 102 in Q3 2015.
  • Funds reported $1.1B of First Trust Large Cap Core AlphaDEX Fund stock for Q4 2015, up 12% quarter-over-quarter.
  • 20 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q4 2015 and 8 closed out, a net change of +12 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q4 2015 was LPL Financial, an estimated $64.6M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q4 2015 was BB&T Securities, an estimated $8.99M sold.

Based on aggregated 13F filings for Q4 2015.