Concorde Asset Management’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

Concorde Asset Management’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-6,867	Closed	-$354K	–	127
2017 Q1	$354K	Buy	6,867 +1,454	+27%	+$73.9K	0.58%	59
2016 Q4	$264K	Sell	5,413 -5,936	-52%	-$282K	0.47%	77
2016 Q3	$531K	Sell	11,349 -3,731	-25%	-$174K	0.67%	50
2016 Q2	$679K	Sell	15,080 -2,208	-13%	-$98.4K	0.67%	32
2016 Q1	$771K	Buy	17,288 +2,824	+20%	+$118K	0.89%	33
2015 Q4	$626K	Buy	14,464 +326	+2%	+$14.3K	0.7%	39
2015 Q3	$591K	Buy	14,138 +1,248	+10%	+$55.6K	1%	27
2015 Q2	$591K	Buy	12,890 +3,508	+37%	+$165K	0.75%	34
2015 Q1	$437K	Buy	9,382 +3,235	+53%	+$149K	0.5%	49
2014 Q4	$281K	Buy	+6,147	New	+$272K	0.35%	68

Other funds holding FEX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

GFPC

Global Financial Private Capital Sarasota, Florida $1.59B AUM 3.21% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Concorde Asset Management's FEX Position: Q2 2017 in Review

Concorde Asset Management sold out of First Trust Large Cap Core AlphaDEX Fund (FEX) in Q2 2017, closing a stake of 6,867 shares — an estimated $354K sold.

Concorde Asset Management first reported a position in FEX in Q4 2014 and held it in 10 quarters. The position peaked at $771K in Q1 2016. 129 funds tracked by Wall St. Rank hold FEX as of Q2 2017.

Concorde Asset Management reported no remaining First Trust Large Cap Core AlphaDEX Fund position as of Q2 2017 after selling out during the quarter.
Concorde Asset Management sold 6,867 First Trust Large Cap Core AlphaDEX Fund shares in Q2 2017, an estimated $354K.
Concorde Asset Management first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q4 2014 and held it in 10 quarters.
Concorde Asset Management's First Trust Large Cap Core AlphaDEX Fund position peaked at $771K in Q1 2016.
129 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q2 2017.

Based on Concorde Asset Management's 13F filing for Q2 2017, filed 17 Jul 2017.