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First Trust Large Cap Core AlphaDEX Fund

102 hedge funds and large institutions have $980M invested in First Trust Large Cap Core AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 37 increasing their positions, 34 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

143% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 7

7% more funds holding

Funds holding: 95102 (+7)

2.28% more ownership

Funds ownership: 56.18%58.46% (+2.3%)

9% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 34

7% less capital invested

Capital invested by funds: $1.06B → $980M (-$79.4M)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $5K

Holders
102
Holders Change
+7
Holders Change %
+7.37%
% of All Funds
2.85%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.14%
New
17
Increased
37
Reduced
34
Closed
7
Calls
Puts
$5K
Net Calls
-$5K
Net Calls Change
-$5K
Name Holding Trade Value Shares
Change
Change in
Stake
FWM
51
Frontier Wealth Management
Missouri
$1.29M +$1.09M +24,397 +378%
KA
52
Kovack Advisors
Florida
$1.29M +$193K +4,341 +16%
US Bancorp
53
US Bancorp
Minnesota
$1.26M +$87.8K +1,971 +7%
CA
54
Cetera Advisors
Colorado
$1.25M -$4.36M -98,011 -77%
SWP
55
Stratos Wealth Partners
Ohio
$988K +$482K +10,830 +85%
SAM
56
SignalPoint Asset Management
Missouri
$915K +$23.6K +530 +2%
ACM
57
Argentus Capital Management
Texas
$847K -$1.07M -24,087 -54%
SS
58
Simplicity Solutions
Minnesota
$826K +$88.7K +1,991 +11%
Goldman Sachs
59
Goldman Sachs
New York
$819K -$2.13M -47,802 -71%
SI
60
SII Investments
Wisconsin
$785K +$27.8K +624 +3%
BW
61
Bison Wealth
Georgia
$765K +$814K +18,282 New
FHA
62
First Horizon Advisors
Tennessee
$731K
FHC
63
First Heartland Consultants
Missouri
$718K +$89 +2 +0%
WEC
64
Winslow Evans & Crocker
Massachusetts
$638K +$51.2K +1,150 +8%
CAM
65
Concorde Asset Management
Michigan
$591K +$55.6K +1,248 +10%
PAG
66
Private Advisor Group
New Jersey
$564K +$126K +2,837 +27%
BF
67
BOK Financial
Oklahoma
$554K +$590K +13,255 New
PNC
68
Park National Corp
Ohio
$553K
UCFA
69
United Capital Financial Advisors
Texas
$547K +$582K +13,076 New
VAM
70
Visionary Asset Management
Texas
$544K -$23.2K -521 -4%
M&T Bank
71
M&T Bank
New York
$533K -$29.7K -666 -5%
SPC
72
Sigma Planning Corp
Michigan
$525K +$100K +2,253 +22%
ASN
73
Advisory Services Network
Georgia
$426K -$8.28K -186 -2%
RIA
74
Regal Investment Advisors
Michigan
$378K -$13.4K -301 -3%
VFA
75
Voya Financial Advisors
Connecticut
$377K +$181K +4,067 +79%

FEX Hedge Fund Activity: Q3 2015 in Review

102 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q3 2015, worth a combined $980M — down 7.5% from $1.06B a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FEX positions and 7 closed out — a net gain of 10 holders — while 37 added to existing stakes and 34 trimmed.

The largest buyer was Aviance Capital Management, opening a new position worth an estimated $40.8M. The largest seller was Arrow Investment Advisors, exiting entirely with an estimated $23.2M sold.

  • 102 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q3 2015, up from 95 in Q2 2015.
  • Funds reported $980M of First Trust Large Cap Core AlphaDEX Fund stock for Q3 2015, down 7.5% quarter-over-quarter.
  • 17 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q3 2015 and 7 closed out, a net change of +10 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q3 2015 was Aviance Capital Management, an estimated $40.8M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q3 2015 was Arrow Investment Advisors, an estimated $23.2M sold.

Based on aggregated 13F filings for Q3 2015.