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First Trust Large Cap Core AlphaDEX Fund

136 hedge funds and large institutions have $948M invested in First Trust Large Cap Core AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 43 increasing their positions, 58 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 9

17% more capital invested

Capital invested by funds: $808M → $948M (+$140M)

2% more funds holding

Funds holding: 133136 (+3)

0.17% more ownership

Funds ownership: 57.12%57.29% (+0.17%)

26% less repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 58

40% less funds holding in top 10

Funds holding in top 10: 53 (-2)

Holders
136
Holders Change
+3
Holders Change %
+2.26%
% of All Funds
3.11%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.07%
New
12
Increased
43
Reduced
58
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIM
26
SSI Investment Management
California
$5.95M -$10.8K -176 -0.2%
TFA
27
Transamerica Financial Advisors
Florida
$5.53M +$4.05M +65,843 +289%
Stifel Financial
28
Stifel Financial
Missouri
$5.39M +$2.94M +47,790 +124%
FAAS
29
First Allied Advisory Services
California
$4.87M -$810K -13,168 -14%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$4.83M -$1.01M -16,405 -18%
CAN
31
Cetera Advisor Networks
California
$4.58M +$339K +5,515 +8%
CS
32
Credit Suisse
Switzerland
$4.33M +$2.25M +36,494 +111%
CCA
33
Clearwater Capital Advisors
Illinois
$4.26M -$19K -308 -0.4%
Cetera Investment Advisers
34
Cetera Investment Advisers
Illinois
$3.92M +$54.2K +880 +1%
VFA
35
Voya Financial Advisors
Connecticut
$3.87M -$120K -1,950 -3%
JP Morgan Chase
36
JP Morgan Chase
New York
$3.69M -$435K -7,065 -11%
HA
37
Hays Advisory
Tennessee
$3.62M -$1.31M -21,343 -27%
HighTower Advisors
38
HighTower Advisors
Illinois
$3.38M -$100K -1,628 -3%
CP
39
Camelot Portfolios
Ohio
$3.18M -$39.5K -642 -1%
PAG
40
Private Advisor Group
New Jersey
$2.88M +$2.24M +36,389 +376%
FA
41
FDx Advisors
Illinois
$2.82M -$218K -3,535 -7%
Citadel Advisors
42
Citadel Advisors
Florida
$2.65M +$2.61M +42,405 New
CWS
43
Cypress Wealth Services
California
$2.58M +$17.8K +289 +0.7%
FWM
44
Frontier Wealth Management
Missouri
$2.33M +$44.3K +720 +2%
SCA
45
Snowden Capital Advisors
New York
$1.98M -$230K -3,730 -11%
Goldman Sachs
46
Goldman Sachs
New York
$1.94M +$1.91M +31,011 New
OC
47
Oppenheimer & Co
New York
$1.92M +$138K +2,242 +8%
BAAM
48
Baker Avenue Asset Management
California
$1.9M -$86.2K -1,400 -4%
DADC
49
D.A. Davidson & Co
Montana
$1.82M +$3.08K +50 +0.2%
IA
50
IFP Advisors
Florida
$1.69M -$203K -3,298 -11%

FEX Hedge Fund Activity: Q3 2018 in Review

136 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q3 2018, worth a combined $948M — up 17% from $808M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FEX positions and 9 closed out — a net gain of 3 holders — while 43 added to existing stakes and 58 trimmed.

The largest buyer was First Hawaiian Bank, opening a new position worth an estimated $16.1M. The largest seller was Envestnet Asset Management, exiting entirely with an estimated $16M sold.

  • 136 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q3 2018, up from 133 in Q2 2018.
  • Funds reported $948M of First Trust Large Cap Core AlphaDEX Fund stock for Q3 2018, up 17% quarter-over-quarter.
  • 12 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q3 2018 and 9 closed out, a net change of +3 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q3 2018 was First Hawaiian Bank, an estimated $16.1M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q3 2018 was Envestnet Asset Management, an estimated $16M sold.

Based on aggregated 13F filings for Q3 2018.