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First Trust Large Cap Core AlphaDEX Fund
FEX

Overview Fund Activity

60 hedge funds and large institutions have $493M invested in First Trust Large Cap Core AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 26 increasing their positions, 14 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
60
Holders Change
+13
Holders Change %
+27.66%
% of All Funds
1.73%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
15
Increased
26
Reduced
14
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
U
UBS
Switzerland
$44.4M
2
Wells Fargo
Wells Fargo
California
$81.6M
3
Morgan Stanley
Morgan Stanley
New York
$75.5M
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
$15.3M
5
Bank of America
Bank of America
North Carolina
$39.9M

Top Sellers

1
LPL Financial
LPL Financial
California
$36.1M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$6.12M
3
LPT
Legacy Private Trust
Wisconsin
$2.21M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$1.41M
5
WSTAM
Wilbanks Smith & Thomas Asset Management
Virginia
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
LPT
26
Legacy Private Trust
Wisconsin
$2.21M -$3.16M -75,007 -59%
PI
27
Placemark Investments
Illinois
$2.2M +$1.61M +38,290 +276%
OC
28
Oppenheimer & Co
New York
$2.16M +$677K +16,066 +46%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$2.11M +$554K +13,158 +36%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$2.07M +$105K +2,495 +5%
AUB
31
Atlantic Union Bankshares
Virginia
$1.98M +$1.98M +47,000 New
PAG
32
Private Advisor Group
New Jersey
$1.87M +$746K +17,723 +66%
FAAS
33
First Allied Advisory Services
California
$1.78M +$318K +7,556 +22%
IH
34
IFC Holdings
Florida
$1.51M +$1.06M +25,527 +236%
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$1.41M -$1.22M -29,036 -47%
ACM
36
Aviance Capital Management
Florida
$1.32M +$1.32M +31,336 New
WA
37
WFG Advisors
Texas
$1.29M -$140K -3,332 -10%
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$1.1M -$355K -8,422 -24%
SI
39
SII Investments
Wisconsin
$818K -$42.8K -1,082 -5%
AIG
40
American International Group
New York
$800K +$213K +5,064 +36%
VAM
41
Visionary Asset Management
Texas
$556K +$556K +13,203 New
TH
42
Timber Hill
Connecticut
$497K +$497K +11,788 New
AGA
43
Accuvest Global Advisors
Utah
$477K +$477K +11,315 New
FHC
44
First Heartland Consultants
Missouri
$454K +$454K +10,775 New
RIA
45
Regal Investment Advisors
Michigan
$383K +$383K +9,095 New
PGFC
46
Peapack-Gladstone Financial Corp
New Jersey
$337K – – –
BRWM
47
B. Riley Wealth Management
Tennessee
$301K +$301K +7,153 New
Creative Planning
48
Creative Planning
Kansas
$169K +$135K +3,213 +402%
MFS
49
MSI Financial Services
Massachusetts
$149K +$7.61K +180 +5%
SAM
50
Shamrock Asset Management
Texas
$98K +$98K +2,320 New
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2
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