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First Trust Large Cap Core AlphaDEX Fund

48 hedge funds and large institutions have $274M invested in First Trust Large Cap Core AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 15 reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 15

16% more capital invested

Capital invested by funds: $237M → $274M (+$37.3M)

14% more funds holding

Funds holding: 4248 (+6)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

2.74% less ownership

Funds ownership: 55.14%52.4% (-2.7%)

Holders
48
Holders Change
+6
Holders Change %
+14.29%
% of All Funds
1.56%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
7
Increased
21
Reduced
15
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$1.2M -$42.4K -1,145 -3%
FAAS
27
First Allied Advisory Services
California
$1.03M +$93.4K +2,524 +10%
VFS
28
VSR Financial Services
Kansas
$1.01M +$999K +27,003 New
OC
29
Oppenheimer & Co
New York
$961K +$266K +7,200 +39%
B
30
Baird
Wisconsin
$863K +$56.5K +1,526 +7%
SI
31
SII Investments
Wisconsin
$802K +$80.4K +2,173 +11%
AIG
32
American International Group
New York
$597K +$87.9K +2,375 +18%
PI
33
Placemark Investments
Illinois
$555K -$21.4K -579 -4%
FHC
34
First Heartland Consultants
Missouri
$355K -$12.7K -344 -4%
PGFC
35
Peapack-Gladstone Financial Corp
New Jersey
$300K
RIA
36
Regal Investment Advisors
Michigan
$297K -$16K -432 -5%
CS
37
Comerica Securities
Michigan
$276K +$272K +7,354 New
IH
38
IFC Holdings
Florida
$242K
Jane Street
39
Jane Street
New York
$233K +$230K +6,217 New
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$140K +$6.22K +168 +5%
Citigroup
41
Citigroup
New York
$99K +$46.7K +1,262 +92%
KIG
42
Kessler Investment Group
Indiana
$69K +$67.7K +1,830 New
Creative Planning
43
Creative Planning
Kansas
$33K
FBT
44
Founders Bank & Trust
Michigan
$28K
DWA
45
Dorsey Wright & Associates
California
$22.2K -$13.6M -367,189 -38%
AFS
46
Aft Forsyth & Sober
Florida
$11K
MAS
47
Madden Advisory Services
Florida
$10K +$9.81K +265 New
MFS
48
MSI Financial Services
Massachusetts
$9K +$9.11K +246 New

FEX Hedge Fund Activity: Q3 2013 in Review

48 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q3 2013, worth a combined $274M — up 16% from $237M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FEX positions and 0 closed out — a net gain of 7 holders — while 21 added to existing stakes and 15 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $11.6M. The largest seller was Dorsey Wright & Associates, cutting an estimated $13.6M.

  • 48 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q3 2013, up from 42 in Q2 2013.
  • Funds reported $274M of First Trust Large Cap Core AlphaDEX Fund stock for Q3 2013, up 16% quarter-over-quarter.
  • 7 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q3 2013 and 0 closed out, a net change of +7 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q3 2013 was Morgan Stanley, an estimated $11.6M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q3 2013 was Dorsey Wright & Associates, an estimated $13.6M sold.

Based on aggregated 13F filings for Q3 2013.