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Fidus Investment

68 hedge funds and large institutions have $91.3M invested in Fidus Investment in 2014 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 4

13% more funds holding

Funds holding: 6068 (+8)

11% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 18

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

10% less capital invested

Capital invested by funds: $101M → $91.3M (-$9.69M)

Holders
68
Holders Change
+8
Holders Change %
+13.33%
% of All Funds
1.96%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
12
Increased
20
Reduced
18
Closed
4
Calls
$543K
Puts
Net Calls
+$543K
Net Calls Change
+$565K
Name Holding Trade Value Shares
Change
Change in
Stake
CFA
51
Carroll Financial Associates
North Carolina
$130K +$25.7K +1,250 +23%
Deutsche Bank
52
Deutsche Bank
Germany
$116K +$55.4K +2,693 +80%
Royal Bank of Canada
53
Royal Bank of Canada
Ontario, Canada
$100K +$107K +5,203 New
Creative Planning
54
Creative Planning
Kansas
$72K
Barclays
55
Barclays
United Kingdom
$72K +$39K +1,896 +98%
Citigroup
56
Citigroup
New York
$44K -$104K -5,041 -69%
AllianceBernstein
57
AllianceBernstein
Tennessee
$32K -$13.7K -667 -29%
TRCT
58
Tower Research Capital (TRC)
New York
$31K -$30.8K -1,498 -48%
PAM
59
Panagora Asset Management
Massachusetts
$27K +$28.4K +1,380 New
BNP Paribas Financial Markets
60
BNP Paribas Financial Markets
France
$18.1K +$20.4K +990 New
Invesco
61
Invesco
Georgia
$15K -$135K -6,557 -89%
S
62
SignatureFD
Georgia
$14K +$14.4K +700 New
BlackRock
63
BlackRock
New York
$11K
SSB
64
Sandy Spring Bank
Maryland
$5K +$4.94K +240 New
WA
65
WFG Advisors
Texas
$4K
OIA
66
Optimum Investment Advisors
Illinois
$4K +$4.11K +200 New
Manulife (Manufacturers Life Insurance)
67
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$255 +$3.74K +182 +1%
GC
68
Guggenheim Capital
Illinois
-$2.11M -97,225 Closed
NCM
69
Novare Capital Management
North Carolina
-$404K -18,574 Closed
SCM
70
Sterling Capital Management
North Carolina
-$202K -9,313 Closed
Bank of Montreal
71
Bank of Montreal
Ontario, Canada
-$2K -114 Closed
Bank of America
72
Bank of America
North Carolina
-$658 -32 -76%