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Fidus Investment
FDUS

Overview Fund Activity

68 hedge funds and large institutions have $91.3M invested in Fidus Investment in 2014 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 4 closing their positions.

Holders
68
Holders Change
+8
Holders Change %
+13.33%
% of All Funds
1.97%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
12
Increased
20
Reduced
18
Closed
4
Calls
$543K
Puts
–
Net Calls
+$543K
Net Calls Change
+$565K

Top Buyers

1
BCM
1
Buckhead Capital Management
Georgia
$3.7M
2
BTS
2
BB&T Securities
Virginia
$6.88M
3
AAM
3
Advisors Asset Management
Colorado
$14.1M
4
Millennium Management
4
Millennium Management
New York
$943K
5
U
5
UBS
Switzerland
$4.63M

Top Sellers

1
Vanguard Group
1
Vanguard Group
Pennsylvania
$430K
2
GC
2
Guggenheim Capital
Illinois
$0
3
RJA
3
Raymond James & Associates
Florida
$10M
4
NCM
4
Novare Capital Management
North Carolina
$0
5
Northern Trust
5
Northern Trust
Illinois
$3.42M
Name Holding Trade Value Shares
Change 		Shares
Change %
CFA
51
Carroll Financial Associates
North Carolina
$130K +$24.2K +1,250 +23%
Deutsche Bank
52
Deutsche Bank
Germany
$116K +$51.6K +2,693 +80%
Royal Bank of Canada
53
Royal Bank of Canada
Ontario, Canada
$100K +$100K +5,203 New
Creative Planning
54
Creative Planning
Kansas
$72K – – –
Barclays
55
Barclays
United Kingdom
$72K +$35.7K +1,896 +98%
Citigroup
56
Citigroup
New York
$44K -$95.7K -5,041 -69%
AllianceBernstein
57
AllianceBernstein
Tennessee
$32K -$12.9K -667 -29%
TRCT
58
Tower Research Capital (TRC)
New York
$31K -$29.2K -1,498 -48%
PAM
59
Panagora Asset Management
Massachusetts
$27K +$27K +1,380 New
BNP Paribas Financial Markets
60
BNP Paribas Financial Markets
France
$18.1K +$18.1K +990 New
Invesco
61
Invesco
Georgia
$15K -$123K -6,557 -89%
S
62
SignatureFD
Georgia
$14K +$14K +700 New
BlackRock
63
BlackRock
New York
$11K – – –
SSB
64
Sandy Spring Bank
Maryland
$5K +$5K +240 New
WA
65
WFG Advisors
Texas
$4K – – –
OIA
66
Optimum Investment Advisors
Illinois
$4K +$4K +200 New
Manulife (Manufacturers Life Insurance)
67
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$255 +$4 +182 +1%
GC
68
Guggenheim Capital
Illinois
– -$2.11M -97,225 Closed
NCM
69
Novare Capital Management
North Carolina
– -$404K -18,574 Closed
SCM
70
Sterling Capital Management
North Carolina
– -$202K -9,313 Closed
Bank of Montreal
71
Bank of Montreal
Ontario, Canada
– -$2K -114 Closed
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