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Fidus Investment

60 hedge funds and large institutions have $101M invested in Fidus Investment in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 19 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

14% more capital invested

Capital invested by funds: $88.9M → $101M (+$12.1M)

2% more funds holding

Funds holding: 5960 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 19

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $22K

Holders
60
Holders Change
+1
Holders Change %
+1.69%
% of All Funds
1.74%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
19
Reduced
19
Closed
7
Calls
Puts
$22K
Net Calls
-$22K
Net Calls Change
-$197K
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
26
Goldman Sachs
New York
$455K +$134K +6,586 +46%
NFA
27
Nationwide Fund Advisors
Ohio
$436K -$11.9K -582 -3%
Charles Schwab
28
Charles Schwab
California
$427K
B
29
Baird
Wisconsin
$411K -$8.58K -421 -2%
TA
30
Teachers Advisors
New York
$407K
NCM
31
Novare Capital Management
North Carolina
$404K +$379K +18,574 New
RhumbLine Advisers
32
RhumbLine Advisers
Massachusetts
$401K -$14.2K -697 -4%
RJT
33
Raymond James Trust
Florida
$377K
VOYA Investment Management
34
VOYA Investment Management
Georgia
$362K
CS
35
Credit Suisse
Switzerland
$362K +$340K +16,678 New
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$352K +$11.7K +573 +4%
Geode Capital Management
37
Geode Capital Management
Massachusetts
$320K +$301K +14,756 New
KC
38
Kingfisher Capital
North Carolina
$315K
Two Sigma Investments
39
Two Sigma Investments
New York
$312K +$293K +14,351 New
BFA
40
Bragg Financial Advisors
North Carolina
$283K
MLICM
41
Metropolitan Life Insurance Company (MetLife)
New York
$261K
BBHC
42
Brown Brothers Harriman & Co
New York
$245K -$84.6K -4,150 -27%
OC
43
Oppenheimer & Co
New York
$226K -$116K -5,700 -35%
HighTower Advisors
44
HighTower Advisors
Illinois
$217K
AIG
45
American International Group
New York
$212K -$1.88K -92 -0.9%
SCM
46
Sterling Capital Management
North Carolina
$202K +$190K +9,313 New
Invesco
47
Invesco
Georgia
$160K +$1.53K +75 +1%
Citigroup
48
Citigroup
New York
$160K +$99.5K +4,881 +197%
BA
49
BlackRock Advisors
Delaware
$151K +$12.3K +605 +10%
CFA
50
Carroll Financial Associates
North Carolina
$118K

FDUS Hedge Fund Activity: Q4 2013 in Review

60 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q4 2013, worth a combined $101M — up 14% from $88.9M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FDUS positions and 7 closed out — a net gain of 1 holder — while 19 added to existing stakes and 19 trimmed.

The largest buyer was Regions Financial Corp, adding an estimated $2.16M. The largest seller was Bank of New York Mellon, cutting an estimated $2.38M.

  • 60 institutional investors held Fidus Investment (FDUS) as of Q4 2013, up from 59 in Q3 2013.
  • Funds reported $101M of Fidus Investment stock for Q4 2013, up 14% quarter-over-quarter.
  • 8 funds opened new Fidus Investment positions in Q4 2013 and 7 closed out, a net change of +1 holder.
  • The largest Fidus Investment buyer in Q4 2013 was Regions Financial Corp, an estimated $2.16M added.
  • The largest Fidus Investment seller in Q4 2013 was Bank of New York Mellon, an estimated $2.38M sold.

Based on aggregated 13F filings for Q4 2013.