BlackRock Advisors’s Fidus Investment FDUS Stock Holding History

BlackRock Advisors’s Portfolio FDUS Stock Details FDUS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-7,198	Closed	-$139K	–	3684
2014 Q1	$139K	Buy	7,198 +256	+4%	+$5.26K	﹤0.01%	2864
2013 Q4	$151K	Buy	6,942 +605	+10%	+$12.3K	﹤0.01%	2831
2013 Q3	$123K	Buy	6,337 +78	+1%	+$1.5K	﹤0.01%	2833
2013 Q2	$117K	Buy	+6,259	New	+$116K	﹤0.01%	2789

Other funds holding FDUS

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

UBS Zurich, Switzerland $109B AUM 16.36% 1-Year Est. Return

StepStone Group La Jolla, California $207M AUM 12.33% 1-Year Est. Return

Buckhead Capital Management Atlanta, Georgia $265M AUM 11.84% 1-Year Est. Return

Regions Financial Corp Birmingham, Alabama $15.4B AUM 21.7% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return