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Fidus Investment
FDUS

59 hedge funds and large institutions have $88.9M invested in Fidus Investment in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 24 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

761% more call options, than puts

Call options by funds: $198K | Put options by funds: $23K

41% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 17

14% more capital invested

Capital invested by funds: $77.9M → $88.9M (+$11M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

3% less funds holding

Funds holding: 61 → 59 (-2)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
59
Holders Change
-2
Holders Change %
-3.28%
% of All Funds
1.91%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
3
Increased
24
Reduced
17
Closed
5
Calls
$198K
Puts
$23K
Net Calls
+$175K
Net Calls Change
+$160K

Top Buyers

1
AAM
Advisors Asset Management
Colorado
+$1.91M
2
BG
BlackRock Group
United Kingdom
+$1.43M
3
BFA
BlackRock Fund Advisors
California
+$734K
4
Bank of New York Mellon
Bank of New York Mellon
New York
+$337K
5
Goldman Sachs
Goldman Sachs
New York
+$275K

Top Sellers

1
RJFSA
Raymond James Financial Services Advisors
Florida
-$1.83M
2
BCM
Bridgeway Capital Management
Texas
-$912K
3
OC
Oppenheimer & Co
New York
-$899K
4
CIM
Confluence Investment Management
Missouri
-$572K
5
Morgan Stanley
Morgan Stanley
New York
-$548K
Name Holding Trade Value Shares
Change 		Change in
Stake
Charles Schwab
26
Charles Schwab
California
$380K – – –
RFC
27
Regions Financial Corp
Alabama
$378K +$38.4K +2,000 +11%
B
28
Baird
Wisconsin
$375K -$31.8K -1,659 -8%
RhumbLine Advisers
29
RhumbLine Advisers
Massachusetts
$371K +$1.59K +83 +0.4%
TA
30
Teachers Advisors
New York
$363K +$25.5K +1,327 +8%
RJT
31
Raymond James Trust
Florida
$337K +$45.7K +2,380 +16%
VOYA Investment Management
32
VOYA Investment Management
Georgia
$323K – – –
Deutsche Bank
33
Deutsche Bank
Germany
$323K +$157K +8,167 +96%
OC
34
Oppenheimer & Co
New York
$312K -$899K -46,855 -74%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$303K +$6.22K +324 +2%
BBHC
36
Brown Brothers Harriman & Co
New York
$299K -$89.2K -4,650 -23%
KC
37
Kingfisher Capital
North Carolina
$282K – – –
Goldman Sachs
38
Goldman Sachs
New York
$278K +$275K +14,326 New
BFA
39
Bragg Financial Advisors
North Carolina
$252K – – –
MLICM
40
Metropolitan Life Insurance Company (MetLife)
New York
$233K – – –
HighTower Advisors
41
HighTower Advisors
Illinois
$194K – – –
AIG
42
American International Group
New York
$191K -$4.57K -238 -2%
Invesco
43
Invesco
Georgia
$141K +$23.9K +1,245 +21%
BA
44
BlackRock Advisors
Delaware
$123K +$1.5K +78 +1%
CFA
45
Carroll Financial Associates
North Carolina
$105K – – –
AllianceBernstein
46
AllianceBernstein
Tennessee
$94K -$18.3K -953 -16%
RFC
47
Russell Frank Company
Washington
$77K +$74.3K +3,872 +5,095%
Citigroup
48
Citigroup
New York
$48K -$71.3K -3,714 -60%
Wells Fargo
49
Wells Fargo
California
$39K -$181K -9,450 -83%
TRCT
50
Tower Research Capital (TRC)
New York
$30K +$29.1K +1,514 New
1
2
3

FDUS Hedge Fund Activity: Q3 2013 in Review

59 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q3 2013, worth a combined $88.9M — up 14% from $77.9M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of FDUS and 3 opened new positions — a net loss of 2 holders — while 17 trimmed existing stakes and 24 added.

The largest buyer was Advisors Asset Management, adding an estimated $1.91M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $1.83M sold.

  • 59 institutional investors held Fidus Investment (FDUS) as of Q3 2013, down from 61 in Q2 2013.
  • Funds reported $88.9M of Fidus Investment stock for Q3 2013, up 14% quarter-over-quarter.
  • 3 funds opened new Fidus Investment positions in Q3 2013 and 5 closed out, a net change of -2 holders.
  • The largest Fidus Investment buyer in Q3 2013 was Advisors Asset Management, an estimated $1.91M added.
  • The largest Fidus Investment seller in Q3 2013 was Raymond James Financial Services Advisors, an estimated $1.83M sold.

Based on aggregated 13F filings for Q3 2013.