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Fidus Investment
FDUS

Overview Fund Activity

59 hedge funds and large institutions have $88.9M invested in Fidus Investment in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 24 increasing their positions, 17 reducing their positions, and 5 closing their positions.

Holders
59
Holders Change
-2
Holders Change %
-3.28%
% of All Funds
1.91%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
3
Increased
24
Reduced
17
Closed
5
Calls
$198K
Puts
$23K
Net Calls
+$175K
Net Calls Change
+$160K

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$11.5M
2
BG
2
BlackRock Group
United Kingdom
$1.45M
3
BFA
3
BlackRock Fund Advisors
California
$7.67M
4
Bank of New York Mellon
4
Bank of New York Mellon
New York
$3.16M
5
Goldman Sachs
5
Goldman Sachs
New York
$278K

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$0
2
BCM
2
Bridgeway Capital Management
Texas
$698K
3
OC
3
Oppenheimer & Co
New York
$312K
4
CIM
4
Confluence Investment Management
Missouri
$2.01M
5
Morgan Stanley
5
Morgan Stanley
New York
$712K
Name Holding Trade Value Shares
Change 		Shares
Change %
Charles Schwab
26
Charles Schwab
California
$380K – – –
RFC
27
Regions Financial Corp
Alabama
$378K +$38.8K +2,000 +11%
B
28
Baird
Wisconsin
$375K -$32.2K -1,659 -8%
RhumbLine Advisers
29
RhumbLine Advisers
Massachusetts
$371K +$1.61K +83 +0.4%
TA
30
Teachers Advisors
New York
$363K +$25.7K +1,327 +8%
RJT
31
Raymond James Trust
Florida
$337K +$46.2K +2,380 +16%
VOYA Investment Management
32
VOYA Investment Management
Georgia
$323K – – –
Deutsche Bank
33
Deutsche Bank
Germany
$323K +$158K +8,167 +96%
OC
34
Oppenheimer & Co
New York
$312K -$908K -46,855 -74%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$303K +$6.29K +324 +2%
BBHC
36
Brown Brothers Harriman & Co
New York
$299K -$90.1K -4,650 -23%
KC
37
Kingfisher Capital
North Carolina
$282K – – –
Goldman Sachs
38
Goldman Sachs
New York
$278K +$278K +14,326 New
BFA
39
Bragg Financial Advisors
North Carolina
$252K – – –
MLICM
40
Metropolitan Life Insurance Company (MetLife)
New York
$233K – – –
HighTower Advisors
41
HighTower Advisors
Illinois
$194K – – –
AIG
42
American International Group
New York
$191K -$4.62K -238 -2%
Invesco
43
Invesco
Georgia
$141K +$24.1K +1,245 +21%
BA
44
BlackRock Advisors
Delaware
$123K +$1.51K +78 +1%
CFA
45
Carroll Financial Associates
North Carolina
$105K – – –
AllianceBernstein
46
AllianceBernstein
Tennessee
$94K -$18.5K -953 -16%
RFC
47
Russell Frank Company
Washington
$77K +$75.5K +3,872 +5,095%
Citigroup
48
Citigroup
New York
$48K -$72K -3,714 -60%
Wells Fargo
49
Wells Fargo
California
$39K -$184K -9,450 -83%
TRCT
50
Tower Research Capital (TRC)
New York
$30K +$30K +1,514 New
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