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First Trust Developed Markets ex-US AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$183M +$2.09M +33,260 +1%
Morgan Stanley
2
Morgan Stanley
New York
$104M +$13.6M +217,098 +14%
Wells Fargo
3
Wells Fargo
California
$82.6M +$8.01M +127,749 +10%
Bank of America
4
Bank of America
North Carolina
$59.3M +$10.6M +169,240 +21%
UBS Group
5
UBS Group
Switzerland
$51.9M +$15.7M +249,514 +40%
SWA
6
SFMG Wealth Advisors
Texas
$42.8M +$1.88M +29,916 +4%
TIM
7
Total Investment Management
Arizona
$40.8M +$20.5M +325,967 +92%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$37.4M +$39.1M +623,966 New
LPL Financial
9
LPL Financial
California
$32.8M +$3.93M +62,658 +13%
LFAS
10
Level Four Advisory Services
Texas
$30.2M +$1.36M +21,688 +4%
CWM
11
Cornerstone Wealth Management
Missouri
$19M +$69.2M +1,103,468 +5,987%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$16.7M +$4.19M +66,726 +32%
Bank of Nova Scotia
13
Bank of Nova Scotia
Ontario, Canada
$15.1M +$13.9M +221,766 +744%
RJA
14
Raymond James & Associates
Florida
$15M +$3.16M +50,357 +25%
Jane Street
15
Jane Street
New York
$13M +$1.29M +20,632 +10%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$10.7M +$1.21M +19,320 +12%
SB
17
Suntrust Banks
Georgia
$9.46M +$1.94M +30,875 +24%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$8.81M +$2.89M +45,994 +46%
MML Investors Services
19
MML Investors Services
Massachusetts
$8.63M +$2.43M +38,720 +37%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$7.9M +$485K +7,733 +6%
HSA
21
HBK Sorce Advisory
Pennsylvania
$7.74M +$8.1M +129,104 New
SPIA
22
Steward Partners Investment Advisory
New York
$6.37M +$1.33M +21,268 +25%
HA
23
Hays Advisory
Tennessee
$6.05M -$225K -3,590 -3%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$5.84M +$2.84M +45,292 +87%
Stifel Financial
25
Stifel Financial
Missouri
$5.24M +$584K +9,313 +12%