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First Trust Developed Markets ex-US AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$51.7M +$2.96M +64,089 +6%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$31.9M +$174K +3,776 +0.6%
LPL Financial
3
LPL Financial
California
$26.6M +$10.8M +233,337 +72%
First Trust Advisors
4
First Trust Advisors
Illinois
$25.2M +$23.7M +512,769 +3,478%
Carson Wealth (CWM LLC)
5
Carson Wealth (CWM LLC)
Nebraska
$18.1M +$13.2M +285,480 +308%
Wells Fargo
6
Wells Fargo
California
$16.1M -$15.3M -331,468 -50%
Osaic Holdings
7
Osaic Holdings
Arizona
$12.6M +$280K +6,070 +2%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$11.6M +$1.08M +23,392 +11%
UBS Group
9
UBS Group
Switzerland
$9.93M -$5.58M -120,742 -37%
KWM
10
Kingsview Wealth Management
Oregon
$7.46M +$355K +7,677 +5%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$7.43M -$1.31M -28,284 -15%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$6.14M -$822K -17,792 -12%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$5.05M +$1.42M +30,710 +41%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$4.71M +$2.93M +63,435 +180%
AAS
15
Avantax Advisory Services
Texas
$4.61M +$33.1K +716 +0.7%
CAS
16
Coppell Advisory Solutions
Texas
$4.05M +$3.92M +84,821 New
CASC
17
Coppell Advisory Solutions Corp
Texas
$4.05M +$3.92M +84,821 New
Truist Financial
18
Truist Financial
North Carolina
$3.91M -$153K -3,305 -4%
IA
19
IFP Advisors
Florida
$3.58M -$126K -2,719 -5%
FPWM
20
FSB Premier Wealth Management
Iowa
$3.33M -$35.5K -768 -1%
KAS
21
Kestra Advisory Services
Texas
$3.15M +$1.12M +24,271 +58%
MFG
22
Mainsail Financial Group
Washington
$3.1M +$2.88M +62,403 New
SCA
23
Snowden Capital Advisors
New York
$3.07M +$497K +10,754 +20%
SAM
24
SignalPoint Asset Management
Missouri
$2.87M +$351K +7,590 +14%
AWM
25
AE Wealth Management
Kansas
$2.8M +$450K +9,742 +20%