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First Trust Developed Markets ex-US AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$58.7M +$143K +2,563 +0.2%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$26.2M -$164K -2,940 -0.6%
LPL Financial
3
LPL Financial
California
$24.1M -$2.21M -39,561 -8%
KWM
4
Kingsview Wealth Management
Oregon
$20.8M +$58.2K +1,044 +0.3%
Wells Fargo
5
Wells Fargo
California
$20M -$915K -16,413 -4%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$11.2M +$1.07M +19,228 +10%
UBS Group
7
UBS Group
Switzerland
$10.7M +$423K +7,587 +4%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$8.94M +$29K +520 +0.3%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$7.5M -$147K -2,638 -2%
AssetMark Inc
10
AssetMark Inc
California
$6.02M +$1.28M +22,881 +26%
CAS
11
Coppell Advisory Solutions
Texas
$5.04M +$5.11M +91,592 New
MFG
12
Mainsail Financial Group
Washington
$4.63M +$630K +11,308 +16%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$4.4M +$272K +4,871 +6%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$4M +$8.47K +152 +0.2%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$3.98M +$3.12M +55,922 +342%
Truist Financial
16
Truist Financial
North Carolina
$3.83M -$122K -2,183 -3%
Osaic Holdings
17
Osaic Holdings
Arizona
$3.8M -$1.33M -23,868 -26%
Stifel Financial
18
Stifel Financial
Missouri
$3.66M +$1.02M +18,227 +38%
AAS
19
Avantax Advisory Services
Texas
$3.16M -$46.8K -839 -1%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$2.95M +$420K +7,527 +16%
AWM
21
AE Wealth Management
Kansas
$2.92M +$355K +6,362 +14%
TFA
22
TPG Financial Advisors
Oregon
$2.77M +$2.8M +50,254 New
FPWM
23
FSB Premier Wealth Management
Iowa
$2.75M -$645K -11,573 -19%
PFS
24
Prospera Financial Services
Texas
$2.4M -$43K -772 -2%
IA
25
IFP Advisors
Florida
$2.29M +$669K +12,007 +41%