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First Trust Developed Markets ex-US AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$57.9M -$6.06M -115,945 -9%
LPL Financial
2
LPL Financial
California
$34.1M -$931K -17,800 -3%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$25.3M -$1.43M -27,256 -5%
Wells Fargo
4
Wells Fargo
California
$25.2M -$1.74M -33,214 -6%
Osaic Holdings
5
Osaic Holdings
Arizona
$12.7M -$2.11M -40,279 -14%
KWM
6
Kingsview Wealth Management
Oregon
$12.1M +$4.1M +78,349 +48%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$10.7M -$783K -14,976 -7%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$9.33M -$1.77M -33,879 -15%
UBS Group
9
UBS Group
Switzerland
$8.1M -$2.08M -39,825 -20%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$5.23M -$630K -12,044 -10%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$4.85M -$407K -7,789 -7%
Stifel Financial
12
Stifel Financial
Missouri
$4.5M +$83.6K +1,598 +2%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$4.29M +$121K +2,314 +3%
AAS
14
Avantax Advisory Services
Texas
$4.14M -$575K -10,990 -12%
CAS
15
Coppell Advisory Solutions
Texas
$4.05M +$77.8K +1,488 +2%
Truist Financial
16
Truist Financial
North Carolina
$4.02M -$492K -9,415 -11%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$3.87M -$1.45M -27,690 -26%
Citadel Advisors
18
Citadel Advisors
Florida
$3.7M -$2.41M -46,150 -39%
Bank of New York Mellon
19
Bank of New York Mellon
New York
$3.69M +$78.9K +1,509 +2%
MFG
20
Mainsail Financial Group
Washington
$3.36M +$114K +2,185 +3%
FPWM
21
FSB Premier Wealth Management
Iowa
$3.32M -$154K -2,946 -4%
FTUS
22
Flow Traders U.S.
New York
$3.17M +$3.3M +63,033 New
SAM
23
SignalPoint Asset Management
Missouri
$3.12M -$14.3K -273 -0.4%
AWM
24
AE Wealth Management
Kansas
$3.01M +$455K +8,708 +17%
IWC
25
Integrated Wealth Concepts
Massachusetts
$2.73M +$133K +2,534 +5%