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First Trust Developed Markets ex-US AlphaDEX Fund
FDT

Name Holding Trade Value Shares
Change 		Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$178M +$13.2M +217,366 +8%
Morgan Stanley
2
Morgan Stanley
New York
$71.4M +$4.9M +80,777 +8%
Wells Fargo
3
Wells Fargo
California
$66.9M +$12.3M +203,444 +23%
Bank of America
4
Bank of America
North Carolina
$26.7M +$15M +246,466 +136%
UBS Group
5
UBS Group
Switzerland
$25.7M +$5.02M +82,676 +25%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$25M +$1.26M +20,694 +5%
LPL Financial
7
LPL Financial
California
$16.3M +$5.89M +97,093 +59%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$11.4M +$4.26M +70,274 +62%
BTS
9
BB&T Securities
Virginia
$10.1M +$992K +16,353 +11%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$8.4M +$1M +16,540 +14%
HA
11
Hays Advisory
Tennessee
$8.04M -$2.8M -46,162 -26%
HSA
12
HBK Sorce Advisory
Pennsylvania
$7.73M +$158K +2,601 +2%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$7.48M -$1.44M -23,799 -17%
SB
14
Suntrust Banks
Georgia
$6.82M +$276K +4,551 +4%
PFA
15
Pinnacle Family Advisors
Missouri
$6.46M -$2.88M -47,490 -31%
HFS
16
HL Financial Services
Kentucky
$5.02M -$421K -6,946 -8%
MML Investors Services
17
MML Investors Services
Massachusetts
$4.89M +$4.09M +67,442 +617%
RJA
18
Raymond James & Associates
Florida
$4.76M +$1.49M +24,498 +47%
SPIA
19
Steward Partners Investment Advisory
New York
$4.76M +$4.63M +76,315 New
BFEC
20
Benjamin F. Edwards & Company
Missouri
$3.94M +$2.82M +46,485 +280%
Stifel Financial
21
Stifel Financial
Missouri
$3.45M -$1.24M -20,409 -27%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$3.04M +$1.64M +26,965 +124%
LFAS
23
Level Four Advisory Services
Texas
$2.76M +$2.68M +44,242 New
HighTower Advisors
24
HighTower Advisors
Illinois
$2.74M +$1.63M +26,836 +157%
AG
25
Advisor Group
Arizona
$2.4M +$656K +10,811 +39%
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